0001487918-20-000094.txt : 20201116 0001487918-20-000094.hdr.sgml : 20201116 20201116172701 ACCESSION NUMBER: 0001487918-20-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201112 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RESSLER RICHARD S CENTRAL INDEX KEY: 0000904290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00813 FILM NUMBER: 201318543 MAIL ADDRESS: STREET 1: C/O J2 GLOBAL COMMUNICATIONS, INC. STREET 2: 6922 HOLLYWOOD BLVD, 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OFS Capital Corp CENTRAL INDEX KEY: 0001487918 IRS NUMBER: 461339639 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 847-734-2000 MAIL ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: OFS Capital, LLC DATE OF NAME CHANGE: 20100324 4 1 wf-form4_160556560662014.xml FORM 4 X0306 4 2020-11-12 0 0001487918 OFS Capital Corp OFS 0000904290 RESSLER RICHARD S 4700 WILSHIRE BOULEVARD LOS ANGELES CA 90010 0 0 1 0 Common Stock 2020-11-12 4 P 0 3255 5.07 A 3255 D Common Stock 2020-11-13 4 P 0 8818 5.28 A 12073 D Common Stock 2946474 I - The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.01 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.10 to $5.36, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4. These securities are held by Orchard First Source Asset Management, LLC ("OFSAM") and may be deemed to be indirectly owned by OI3, LLC through its direct and indirect interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of all securities reported on this form, except to the extent of his or its, as applicable, pecuniary interest therein. /s/ Richard S. Ressler 2020-11-16