-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hn3BYOr01Q7HuJNZPiHNV/Og4euQ0l+fUYtWDGs+GyTyHbRSE69gK0O6IH2+vrz/ Fz72westmgI2zihDNeybqQ== 0001445116-10-000031.txt : 20101014 0001445116-10-000031.hdr.sgml : 20101014 20101014120208 ACCESSION NUMBER: 0001445116-10-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101004 FILED AS OF DATE: 20101014 DATE AS OF CHANGE: 20101014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIERBERG JAMES F CENTRAL INDEX KEY: 0000927387 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49806 FILM NUMBER: 101123264 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST PACTRUST BANCORP INC CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 610 BAY BOULEVARD CITY: CHULA VISTA STATE: CA ZIP: 91910 BUSINESS PHONE: 6196911519 MAIL ADDRESS: STREET 1: 610 BAY BOULEVARD CITY: CHULA VISTA STATE: CA ZIP: 91910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INVESTORS OF AMERICA LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0000904217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49806 FILM NUMBER: 101123265 BUSINESS ADDRESS: STREET 1: 135 N MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3148544600 MAIL ADDRESS: STREET 1: 135 N MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER NAME: FORMER CONFORMED NAME: DIERBERG FOUR LP DATE OF NAME CHANGE: 19930512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: First Capital America, Inc. CENTRAL INDEX KEY: 0001405170 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49806 FILM NUMBER: 101123266 BUSINESS ADDRESS: STREET 1: 135 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-854-4600 MAIL ADDRESS: STREET 1: 135 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-10-04 1 0001169770 FIRST PACTRUST BANCORP INC FPTB 0000904217 INVESTORS OF AMERICA LIMITED PARTNERSHIP 135 N MERAMEC CLAYTON MO 63105 0 0 0 1 Member of 13(d) Group 0001405170 First Capital America, Inc. 135 NORTH MERAMEC CLAYTON MO 63105 0 0 0 1 Member of 13(d) Group 0000927387 DIERBERG JAMES F 0 0 0 1 Member of 13(d) Group Common Stock 2010-10-04 4 S 0 6700 10.5959 D 115300 I See Note Common Stock 2010-10-05 4 S 0 2100 10.5692 D 113200 I See Note Common Stock 2010-10-06 4 S 0 11300 10.5 D 101900 I See Note Common Stock 2010-10-07 4 S 0 22600 10.5524 D 79300 I See Note Common Stock 2010-10-08 4 S 0 28000 10.56 D 51300 I See Note Common Stock 2010-10-11 4 S 0 2500 10.55 D 48800 I See Note Common Stock 2010-10-12 4 S 0 15000 10.55 D 33800 I See Note Common Stock 268000 I See Note Common Stock 43680 I See Note These securities are owned by Investors of America, Limited Partnership ("Investors") and may be deemed to be indirectly owned by First Capital America, Inc. ("First Capital") and James F. Dierberg, Trustee of the James F. Dierberg Living Trust Dated 10/8/85 ("JFD Lvg Trust"). Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital and First Securities America, Inc. ("FSA"), the General Partner of Investors. First Capital and JFD Lvg Trust disclaim beneficial ownership of these securities. These securities are owned by First Capital and may be deemed to be indirectly owned by Investors and JFD Lvg Trust. Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital and FSA, the General Partner of Investors. Investors and JFD Lvg Trust disclaim beneficial ownership of these securities. These securities are owned by JFD Lvg Trust and may be deemed to be indirectly owned by Investors and First Capital. Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital and FSA, the General Partner of Investors. Investors and First Capital disclaim beneficial ownership of these securities. Explanation of Response (1) This Form 4 is filed jointly by Investors of America, Limited Partnership ("Investors"), First Capital America, Inc. ("First Capital") and James F. Dierberg, Trustee of the James F. Dierberg Living Trust dated 10/8/85 ("JFD Lvg Trust") (collectively, the "Reporting Persons"). Each of the Reporting persons is a member of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding common stock. As members of the group, each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. Each of the reporting persons disclaims beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his or its pecuniary interest therein. James F. Dierberg, President of First Securities America, Inc., General Partner of Investors of America Limited Partnership 2010-10-14 James F. Dierberg, President of First Capital America, Inc. 2010-10-14 James F. Dierberg, Trustee of the James F. Dierberg Living Trust Dated 10/8/85 2010-10-14 -----END PRIVACY-ENHANCED MESSAGE-----