0000899243-18-011298.txt : 20180503 0000899243-18-011298.hdr.sgml : 20180503 20180503163945 ACCESSION NUMBER: 0000899243-18-011298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180501 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dummer Arthur Oleen CENTRAL INDEX KEY: 0001467691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34280 FILM NUMBER: 18804443 MAIL ADDRESS: STREET 1: ONE MOODY PLAZA CITY: GALVESTON STATE: TX ZIP: 77550 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN NATIONAL INSURANCE CO /TX/ CENTRAL INDEX KEY: 0000904163 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 740484030 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MOODY PLAZA, 14TH FL STREET 2: SEC UNIT - 8TH FLOOR CITY: GALVESTON STATE: TX ZIP: 77550 BUSINESS PHONE: 409-766-6480 MAIL ADDRESS: STREET 1: ONE MOODY PLZ CITY: GALVESTON STATE: TX ZIP: 77550 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-01 0 0000904163 AMERICAN NATIONAL INSURANCE CO /TX/ ANAT 0001467691 Dummer Arthur Oleen ONE MOODY PLAZA GALVESTON TX 77550 1 0 0 0 Common Stock 2018-05-01 4 M 0 750 0.00 A 6864 D Common Stock 2018-05-01 4 D 0 750 121.93 D 6114 D Common Stock 2018-05-01 4 D 0 667 121.93 D 5447 D Restricted Stock Units 2018-05-01 4 M 0 750 0.00 D 2018-05-01 2018-05-01 Common Stock 750 0 D Restricted Stock Units 2018-05-01 4 A 0 750 0.00 A 2019-05-01 2019-05-01 Common Stock 750 750 D This transaction represents the settlement of vested restricted stock units in cash based on the closing price of Issuer's common stock on May 1, 2018. For reporting purposes, such settlement is treated as a simultaneous acquisition and disposition of the underlying common stock. This transaction represents the settlement of vesting restricted stock in cash based on the closing price of Issuer's common stock on May 1, 2018, the date of expiration of forfeiture restrictions with respect to such stock. Such 667 shares of restricted stock, granted May 1, 2008, were previously included in the reporting person's direct common stock holdings in prior reports on Forms 3 and 4. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of Issuer's common stock or, at the election of the reporting person, cash in an amount equal to the closing price of such stock on the date of vesting. These restricted stock units vested on May 1, 2018. Each restricted stock unit represents a contingent right to receive, upon vesting, cash in an amount equal to the closing price of Issuer's common stock on the date of vesting. These restricted stock units vest on May 1, 2019, or upon the reporting person's earlier retirement, death or disability. Arthur O. Dummer, by J. Mark Flippin as Attorney-in-Fact 2018-05-03