EX-99.9(B) 5 a09-18381_1ex99d9b.htm EX-99.9(B)

Exhibit 99.9(b)

 

Amendment Dated as of May 4, 2007 to the Global Custody Agreement between JP Morgan Chase Bank, N.A.
(“JP Morgan” or “Custodian”) and each of the Funds listed on Attachment A of such Agreement (each, a “Fund”)

 

WHEREAS, The Custodian and each Fund have entered into a Global Custody Agreement dated as of April 12, 2007 (the “Global Custody Agreement”),

 

WHEREAS, the funds listed below wish to become parties to the Agreement, and

 

NOW, THEREFORE, in consideration of the premises, the parties hereto agree as follows:

 

1.     Attachment A to the Global Custody Agreement is hereby deleted and replaced with the schedule attached hereto to reflect the addition of the following funds:

 

The Universal Institutional Funds, Inc. —

 

Asian Equity Portfolio

Balanced Portfolio

Core Equity Portfolio

Core Plus Fixed Income Portfolio

Emerging Markets Debt Portfolio

Emerging Markets Equity Portfolio

Equity and Income Portfolio

Equity Growth Portfolio

Global Franchise Portfolio

Global Real Estate Portfolio

Global Value Equity Portfolio

High Yield Portfolio

International Fixed Income Portfolio

International Growth Equity Portfolio

International Magnum Portfolio

Investment Grade Fixed Income Portfolio

Mid Cap Growth Portfolio

Multi-Asset Class Portfolio

Small Company Growth Portfolio

Targeted Duration Portfolio

U.S. Mid-Cap Value Portfolio

U.S. Real Estate Portfolio

Value Portfolio

 

Morgan Stanley Institutional Fund Inc. —

 

Active International Allocation Portfolio

Disciplined Large Cap Value Active Extension Portfolio

Emerging Markets Debt Portfolio

Emerging Markets Portfolio

Focus Equity Portfolio

Global Franchise Portfolio

 

1


 

Global Real Estate Portfolio

Global Value Equity Portfolio

International Equity Portfolio

International Growth Equity Portfolio

International Magnum Portfolio

International Real Estate Portfolio

International Small Cap Portfolio

Large Cap Relative Value Portfolio

Small Company Growth Portfolio

Systematic Active Large Cap Core Portfolio

Systematic Active Small Cap Core Portfolio

Systematic Active Small Cap Growth Portfolio

Systematic Active Small Cap Value Portfolio

Systematic Large Cap Core Active Extension Portfolio

U.S. Large Cap Growth Portfolio

U.S. Real Estate Portfolio

 

Morgan Stanley Institutional Fund Trust—

 

Advisory Global Fixed Income Portfolio

Advisory Global Fixed Income Portfolio II

Advisory Portfolio

Advisory Portfolio—Series 1

Advisory Portfolio—Series 2

Balanced Portfolio

Core Fixed Income Portfolio

Core Plus Fixed Income Portfolio

Equities Plus Portfolio

High Yield Portfolio

Intermediate Duration Portfolio

International Fixed Income Portfolio

Investment Grade Fixed Income Portfolio

Limited Duration Portfolio

Long Duration Fixed Income Portfolio

Mid Cap Growth Portfolio

Municipal Portfolio

U.S. Mid Cap Value Portfolio

U.S. Small Cap Value Portfolio

Value Portfolio

 

Morgan Stanley European Equity Fund

Morgan Stanley Global Dividend Growth Fund,

Morgan Stanley International Fund

Morgan Stanley International Small Cap Fund

Morgan Stanley International Value Equity Fund

Morgan Stanley Japan Fund

Morgan Stanley Pacific Growth Fund

Morgan Stanley Technology Fund

Morgan Stanley Variable Investment Series-

European Equity Portfolio

 

2


 

Global Dividend Growth Portfolio

 

Morgan Stanley Asia-Pacific Fund, Inc.

Morgan Stanley Emerging Markets Fund, Inc.

Morgan Stanley India Investment Fund, Inc.

Morgan Stanley Eastern Europe Fund, Inc.

Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.

Morgan Stanley High Yield Fund, Inc.

Morgan Stanley Global Opportunity Bond Fund, Inc.

Morgan Stanley Emerging Markets Debt Fund, Inc.

The Malaysia Fund, Inc.

The Latin American Discovery Fund, Inc.

The Turkish Investment Fund, Inc.

 

2.     The fee schedule for the Global Custody Agreement is hereby deleted and replaced with the fee schedule attached hereto.

3.     For clarification, in Section 2.18 of the Global Custody Agreement, references to “Schedule 3” are replaced with “Schedule 2.”

4.     Schedules 1 and 2 to the Global Custody Agreement are hereby deleted and replaced with the schedules 1 and 2 attached hereto.

 

IN WITNESS HEREOF, the parties hereto have caused this Amendment to be duly executed and delivered by their respective authorized officers as of the day and year first above written.

 

EACH OF THE FUNDS LISTED ON THE NEW ATTACHMENT A

 

Attest:

/s/ Alice J. Gerstel

 

By:

    /s/ Ronald E. Robison

 

 

Name:

Ronald E. Robison

 

 

Title:

President and Principal Executive

 

 

 

Officer

 

 

 

 

JP MORGAN CHASE BANK, N.A.

 

 

 

 

 

 

 

Attest:

 

 

By:

    /s/ Mark M. Kucera

 

 

Name:

Mark M. Kucera

 

 

Title:

Vice President

 

3


 

Attachment A

 

Morgan Stanley FX Series Funds—

The FX Alpha Portfolio

The FX Alpha Plus Portfolio

 

The Universal Institutional Funds, Inc.—

Asian Equity Portfolio

Balanced Portfolio

Core Equity Portfolio

Core Plus Fixed Income Portfolio

Emerging Markets Debt Portfolio

Emerging Markets Equity Portfolio

Equity and Income Portfolio

Equity Growth Portfolio

Global Franchise Portfolio

Global Real Estate Portfolio

Global Value Equity Portfolio

High Yield Portfolio

International Fixed Income Portfolio

International Growth Equity Portfolio

International Magnum Portfolio

Investment Grade Fixed Income Portfolio

Mid Cap Growth Portfolio

Multi-Asset Class Portfolio

Small Company Growth Portfolio

Targeted Duration Portfolio

U.S. Mid-Cap Value Portfolio

U.S. Real Estate Portfolio

Value Portfolio

 

Morgan Stanley Institutional Fund Inc.—

Active International Allocation Portfolio

Disciplined Large Cap Value Active Extension Portfolio

Emerging Markets Debt Portfolio

Emerging Markets Portfolio

Focus Equity Portfolio

Global Franchise Portfolio

Global Real Estate Portfolio

Global Value Equity Portfolio

International Equity Portfolio

International Growth Equity Portfolio

International Magnum Portfolio

International Real Estate Portfolio

International Small Cap Portfolio

Large Cap Relative Value Portfolio

Small Company Growth Portfolio

Systematic Active Large Cap Core Portfolio

Systematic Active Small Cap Core Portfolio

Systematic Active Small Cap Growth Portfolio

 

4


 

Systematic Active Small Cap Value Portfolio

Systematic Large Cap Core Active Extension Portfolio

U.S. Large Cap Growth Portfolio

U.S. Real Estate Portfolio

 

Morgan Stanley Institutional Fund Trust—

Advisory Global Fixed Income Portfolio

Advisory Global Fixed Income Portfolio II

Advisory Portfolio

Advisory Portfolio—Series 1

Advisory Portfolio—Series 2

Balanced Portfolio

Core Fixed Income Portfolio

Core Plus Fixed Income Portfolio

Equities Plus Portfolio

High Yield Portfolio

Intermediate Duration Portfolio

International Fixed Income Portfolio

Investment Grade Fixed Income Portfolio

Limited Duration Portfolio

Long Duration Fixed Income Portfolio

Mid Cap Growth Portfolio

Municipal Portfolio

U.S. Mid Cap Value Portfolio

U.S. Small Cap Value Portfolio

Value Portfolio

 

Morgan Stanley European Equity Fund

Morgan Stanley Global Dividend Growth Fund,

Morgan Stanley International Fund

Morgan Stanley International Small Cap Fund

Morgan Stanley International Value Equity Fund

Morgan Stanley Japan Fund

Morgan Stanley Pacific Growth Fund

Morgan Stanley Technology Fund

Morgan Stanley Variable Investment Series-

European Equity Portfolio

Global Dividend Growth Portfolio

Morgan Stanley Asia-Pacific Fund, Inc.

Morgan Stanley Emerging Markets Fund, Inc.

Morgan Stanley India Investment Fund, Inc.

Morgan Stanley Eastern Europe Fund, Inc.

Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.

Morgan Stanley High Yield Fund, Inc.

Morgan Stanley Global Opportunity Bond Fund, Inc.

Morgan Stanley Emerging Markets Debt Fund, Inc.

The Malaysia Fund, Inc.

The Latin American Discovery Fund, Inc.

The Turkish Investment Fund, Inc.

 

5


 

SCHEDULE 1

 

AGENT AND CASH NETWORK

 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

ARGENTINA

 

HSBC Bank Argentina S.A.
Florida 201, 7th Floor
1005 Buenos Aires
ARGENTINA

 

HSBC Bank Argentina S.A.
Buenos Aires

 

 

 

 

 

AUSTRALIA

 

JPMorgan Chase Bank, N.A.**
Level 37
AAP Center 259, George Street
Sydney NSW 2000
AUSTRALIA

 

Australia and New Zealand Banking Group Ltd.
Melbourne

 

 

 

 

 

AUSTRIA

 

Bank Austria Creditanstalt AG
Julius Tandler Platz - 3
A-1090 Vienna
AUSTRIA

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

BAHRAIN

 

HSBC Bank Middle East Limited
1st Floor, Building No 2505, Road No 2832
Al Seef 428
BAHRAIN

 

National Bank of Bahrain
Manama

 

 

 

 

 

BANGLADESH

 

Standard Chartered Bank
18-20 Motijheel C.A
Box 536
Dhaka-1000
BANGLADESH

 

Standard Chartered Bank
Dhaka

 

 

 

 

 

BELGIUM

 

Fortis Bank (Nederland) N.V.
Rokin 55
1012KK Amsterdam
THE NETHERLANDS

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

BERMUDA

 

The Bank of Bermuda Limited
6 Front Street
Hamilton HMDX
BERMUDA

 

The Bank of Bermuda Limited
Hamilton

 

 

 

 

 

BOTSWANA

 

Barclays Bank of Botswana Limited
Barclays House, Khama Crescent
Gaborone
BOTSWANA

 

Barclays Bank of Botswana Limited
Gaborone

 

 

 

 

 

BRAZIL

 

HSBC Bank Brasil S.A. Banco Multiplo
Avenida Brigadeiro Faria Lima 3064, 2nd Floor
Sao Paulo, SP 01451-000
BRAZIL

 

HSBC Bank Brasil S.A. Banco Multiplo
Sao Paulo

 

6


 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

BULGARIA

 

ING Bank N.V.
Sofia Branch
12 Emil Bersinski Street
Ivan Vazov Region
1408 Sofia
BULGARIA

 

ING Bank N.V.
Sofia

 

 

 

 

 

CANADA

 

Canadian Imperial Bank of Commerce
Commerce Court West
Security Level
Toronto, Ontario M5L 1G9
CANADA

 

Royal Bank of Canada
Toronto

 

 

 

 

 

 

 

Royal Bank of Canada
200 Bay Street, Suite 1500
15th Floor
Royal Bank Plaza, North Tower
Toronto Ontario M5J 2J5
CANADA

 

Royal Bank of Canada
Toronto

 

 

 

 

 

CHILE

 

Citibank, N.A.
Av. Andres Bello 2687 5th Floor
Las Condes Santiago
CHILE

 

Citibank, N.A
Santiago

 

 

 

 

 

CHINA -
SHANGHAI

 

HSBC Bank (China) Company Limited
35/F, HSBC Tower
1000 Lujiazui Ring Road
Pudong
Shanghai 200120
THE PEOPLE’S REPUBLIC OF CHINA

 

JPMorgan Chase Bank, N.A.
New York (for B-Share Market)

HSBC Bank (China) Company Limited
Shanghai (for A-Share Market)

 

 

 

 

 

CHINA - SHENZHEN

 

HSBC Bank (China) Company Limited
35/F, HSBC Tower
1000 Lujiazui Ring Road
Pudong
Shanghai 200120
THE PEOPLE’S REPUBLIC OF CHINA

 

JPMorgan Chase Bank, N.A.
Hong Kong (for B-Share Market)

HSBC Bank (China) Company Limited
Shanghai (for A-Share Market)

 

 

 

 

 

COLOMBIA

 

Santander Investment Trust Colombia S.A.
Calle 12, No. 7-32, Piso 3
Bogota
COLOMBIA

 

Santander Investment Trust Colombia S.A.
Bogota

 

 

 

 

 

CROATIA

 

Privredna banka Zagreb d.d.
Savska c.28
10000 Zagreb
CROATIA

 

Privredna banka Zagreb d.d.
Zagreb

 

7


 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

CYPRUS

 

Marfin Popular Bank Public Company Ltd.
154 Limassol Avenue
P.O. Box 22032
CY-1598 Nicosia
CYPRUS

 

Marfin Popular Bank Public Company Ltd.
Nicosia

 

 

 

 

 

CZECH REPUBLIC

 

HVB Bank Czech Republic a.s.
Revolucni 7
110 05 Prague 1
CZECH REPUBLIC

 

Ceskoslovenska obchodni banka, a.s.
Prague

 

 

 

 

 

DENMARK

 

Danske Bank A/S
2-12 Holmens Kanal
DK 1092 Copenhagen K
DENMARK

 

Nordea Bank Danmark A/S
Copenhagen

 

 

 

 

 

EGYPT

 

Citibank, N.A.
4 Ahmed Pasha Street
Garden City
Cairo
EGYPT

 

Citibank, N.A.
Cairo

 

 

 

 

 

ESTONIA

 

Hansabank
Liivalaia 8
EE0001 Tallinn
ESTONIA

 

Esti Uhispank
Tallinn

 

 

 

 

 

FINLAND

 

Skandinaviska Enskilda Banken AB (publ)
Unioninkatu 30
FIN-00101 Helsinki
FINLAND

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

FRANCE

 

BNP Paribas Securities Services S.A.
Ref 256
BP 141 3,
Rue D’Antin
75078 Paris
Cedex 02
FRANCE

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

 

 

Societe Generale
50 Boulevard Haussman
75009 Paris
FRANCE

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

GERMANY

 

Deutsche Bank AG
Alfred-Herrhausen-Allee 16-24
D-65760 Eschborn
GERMANY

 

J.P. Morgan AG
Frankfurt

 

8


 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

 

 

 

J.P. Morgan AG#**
Junghofstrasse 14
60311 Frankfurt am Main
GERMANY
# For local German custody clients only.

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

GHANA

 

Barclays Bank of Ghana Limited
Barclays House, High Street
Accra
GHANA

 

Barclays Bank of Ghana Limited
Accra

 

 

 

 

 

GREECE

 

HSBC Bank plc
Messogion 109-111
11526 Athens
GREECE

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

HONG KONG

 

The Hongkong and Shanghai Banking
Corporation Limited
36th Floor, Sun Hung Kai Centre
30 Harbour Road
Wan Chai
HONG KONG

 

JPMorgan Chase Bank, N.A.
Hong Kong

 

 

 

 

 

HUNGARY

 

Deutsche Bank Zrt.
Hold utca 27
H-1054 Budapest
HUNGARY

 

ING Bank Rt.
Budapest

 

 

 

 

 

ICELAND

 

Glitnir banki hf.
Kirkjusandur 2
155 Reykjavik
ICELAND

 

Glitnir banki hf.
Reykjavik

 

 

 

 

 

INDIA

 

The Hongkong and Shanghai Banking
Corporation Limited
Sudam Kalu Ahire Marg,
Worli Mumbai 400 030
INDIA

 

The Hongkong and Shanghai Banking
Corporation Limited
Mumbai

 

 

 

 

 

 

 

Standard Chartered Bank
23-25 Mahatma Ghandi Road
Mumbai 400 001
INDIA

 

Standard Chartered Bank
Mumbai

 

 

 

 

 

INDONESIA

 

The Hongkong and Shanghai Banking
Corporation Limited
Menara Mulia 19th Floor
Jalan Jendral Gatot Subroto Kav 9-11
Jakarta 12930
INDONESIA

 

The Hongkong and Shanghai Banking
Corporation Limited
Jakarta

 

9


 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

 

IRELAND

 

Bank of Ireland
New Century House
Mayor Street Lower
International Financial Services Centre
Dublin 1
IRELAND

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

ISRAEL

 

Bank Leumi le-Israel B.M.
35, Yehuda Halevi Street
61000 Tel Aviv
ISRAEL

 

Bank Leumi le-Israel B.M.
Tel Aviv

 

 

 

 

 

ITALY

 

Intesa Sanpaolo S.p.A.
6, Piazza della Scala
20121 Milan
ITALY

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

*IVORY COAST*

 

Societe Generale de Banques en Cote d’Ivoire
5 et 7, Avenue J. Anoma - 01 B.P. 1355
Abidjan 01
IVORY COAST

 

Societe Generale
Paris

 

*RESTRICTED SERVICE ONLY.  PLEASE CONTACT YOUR RELATIONSHIP MANAGER FOR FURTHER INFORMATION.*

 

*JAMAICA*

 

FirstCaribbean International Securities Limited
23-27 Knutsford Blvd.
Kingston 10
JAMAICA

 

FirstCaribbean International Securities
Limited
Kingston

 

*RESTRICTED SERVICE ONLY.  PLEASE CONTACT YOUR RELATIONSHIP MANAGER FOR FURTHER INFORMATION.*

 

JAPAN

 

Mizuho Corporate Bank, Limited
6-7 Nihonbashi-Kabutocho
Chuo-Ku
Tokyo 103
JAPAN

 

JPMorgan Chase Bank, N.A.
Tokyo

 

 

 

 

 

 

 

The Bank of Tokyo-Mitsubishi UFJ, Limited
3-2 Nihombashi Hongkucho 1-chome
Chuo-ku
Tokyo 103
JAPAN

 

JPMorgan Chase Bank, N.A.
Tokyo

 

 

 

 

 

JORDAN

 

HSBC Bank Middle East Limited
1st Floor
5th Circle
Western Amman
JORDAN

 

HSBC Bank Middle East Limited
Amman

 

 

 

 

 

KAZAKHSTAN

 

SB HSBC Bank Kazakhstan JSC
43 Dostyk Avenue
Almaty  050010
KAZAKHSTAN

 

SB HSBC Bank Kazakhstan JSC
Almaty

 

10


 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

 

KENYA

 

Barclays Bank of Kenya Limited
c/o Barclaytrust Investment Services & Limited
Mezzanine 3, Barclays Plaza, Loita Street
Nairobi
KENYA

 

Barclays Bank of Kenya Limited
Nairobi

 

 

 

 

 

KUWAIT

 

HSBC Bank Middle East Limited
G/1/2 Floors
Kharafi Tower, Qibla Area
Osama Bin Munkez Street
Safat 13017
KUWAIT

 

HSBC Bank Middle East Limited
Safat

 

 

 

 

 

LATVIA

 

Hansabanka
Balasta dambis 1a
Riga, LV-1048
LATVIA

 

Hansabanka
Riga

 

 

 

 

 

LEBANON

 

HSBC Bank Middle East Limited
HSBC Main Building
Riad El Solh, P.O. Box 11-1380
1107-2080 Beirut
LEBANON

 

JPMorgan Chase Bank, N.A.
New York

 

 

 

 

 

LITHUANIA

 

SEB Vilniaus Bankas
12 Gedimino pr.
LT 2600 Vilnius
LITHUANIA

 

SEB Vilniaus Bankas
Vilnius

 

 

 

 

 

LUXEMBOURG

 

Fortis Banque Luxembourg S.A.
50 Avenue J.F. Kennedy
L-2951
LUXEMBOURG

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

MALAYSIA

 

HSBC Bank Malaysia Berhad
2 Leboh Ampang
50100 Kuala Lumpur
MALAYSIA

 

HSBC Bank Malaysia Berhad
Kuala Lumpur

 

 

 

 

 

MALTA

 

HSBC Bank Malta p.l.c.
233 Republic Street
Valletta VLT 05
MALTA

 

HSBC Bank Malta p.l.c.
Valletta

 

 

 

 

 

MAURITIUS

 

The Hongkong and Shanghai Banking
Corporation Limited
5/F Les Cascades Building
Edith Cavell Street
Port Louis
MAURITIUS

 

The Hongkong and Shanghai Banking
Corporation Limited
Port Louis

 

11


 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

 

MEXICO

 

Banco Nacional de Mexico, S.A.
Act. Roberto Medellin No. 800 3er Piso Norte
Colonia Santa Fe
01210 Mexico, D.F.
MEXICO

 

BBVA Bancomer, S.A.
Mexico, D.F.

 

 

 

 

 

MOROCCO

 

Attijariwafa Bank S.A.
163 avenue Hassan II
Casablanca 20000
MOROCCO

 

Attijariwafa Bank S.A.
Casablanca

 

 

 

 

 

NAMIBIA            

 

Standard Bank Namibia Limited
Mutual Platz
Cnr. Stroebel and Post Streets
P.O.Box 3327
Windhoek
NAMIBIA

 

Standard Bank of Namibia Limited
Windhoek

 

 

 

 

 

NETHERLANDS

 

KAS Bank N.V.
Spuistraat 172
1012 VT Amsterdam
NETHERLANDS

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

NEW ZEALAND

 

National Australia Bank Limited
National Nominees Limited
Level 2 BNZ Tower
125 Queen Street
Auckland
NEW ZEALAND

 

Westpac Banking Corporation
Wellington

 

 

 

 

 

*NIGERIA*

 

Stanbic Bank Nigeria Limited
Plot 688
Amodu Tijani Street
Victoria Island
Lagos
NIGERIA

 

The Standard Bank of South Africa Limited
Johannesburg

 

*RESTRICTED SERVICE ONLY.  PLEASE CONTACT YOUR RELATIONSHIP MANAGER FOR FURTHER INFORMATION.*

 

NORWAY

 

DnB NOR Bank ASA
Stranden 21
PO Box 1171 Sentrum
N-0107 Oslo
NORWAY

 

Nordea Bank Norge ASA
Oslo

 

 

 

 

 

OMAN

 

HSBC Bank Middle East Limited
Bait Al Falaj Main Office
Ruwi PC 112
OMAN

 

HSBC Bank Middle East Limited
Ruwi

 

12


 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

 

PAKISTAN

 

Standard Chartered Bank (Pakistan) Limited
Box 4896
Ismail Ibrahim Chundrigar Road
Karachi 74000
PAKISTAN

 

Standard Chartered Bank (Pakistan) Limited
Karachi

 

 

 

 

 

PANAMA

 

HSBC Bank (Panama) S.A.
Plaza HSBC Building, 9th Floor
Aquilino de la Guardia Street and 47th Street
Panama City
PANAMA

 

HSBC Bank (Panama) S.A.
Panama City

 

 

 

 

 

PERU

 

Citibank del Peru S.A.
Camino Real 457
Torre Real - 5th Floor
San Isidro, Lima 27
PERU

 

Banco de Credito del Peru
Lima

 

 

 

 

 

PHILIPPINES

 

The Hongkong and Shanghai Banking
Corporation Limited
30/F Discovery Suites
25 ADB Avenue
Ortigas Center
Pasig City, Manila
PHILIPPINES

 

The Hongkong and Shanghai Banking
Corporation Limited
Manila

 

 

 

 

 

POLAND

 

Bank Handlowy w. Warszawie S.A.
ul. Senatorska 16
00-923 Warsaw 55
POLAND

 

Bank Rozwoju Eksportu S.A.
Warsaw

 

 

 

 

 

PORTUGAL

 

Banco Espirito Santo, S.A
7th floor
Rua Castilho, 26
1250-069 Lisbon
PORTUGAL

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

QATAR

 

HSBC Bank Middle East Limited
810 Abdulla Bin Jassim Street
P. O. Box 57
Doha
QATAR

 

HSBC Bank Middle East Limited
Doha

 

 

 

 

 

ROMANIA

 

ING Bank N.V.
13-15 Kiseleff Avenue
011342 Bucharest 1
ROMANIA

 

ING Bank N.V.
Bucharest

 

13


 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

 

*RUSSIA*

 

J.P. Morgan Bank International**
(Limited Liability Company)
Building 2/1, 8th floor
Paveletskaya Square
113054 Moscow
RUSSIA

 

JPMorgan Chase Bank, N.A.
New York
A/C JPMorgan Chase Bank London (USD NOSTRO Account)

 

 

 

 

 

 

 

ING Bank (Eurasia) ZAO
(Closed Joint Stock Company)
36 Krasnoproletarskaya ulitsa
127473 Moscow
RUSSIA

 

JPMorgan Chase Bank, N.A.
New York
A/C JPMorgan Chase Bank London (USD NOSTRO Account)

 

*RESTRICTED SERVICE ONLY.  PLEASE CONTACT YOUR RELATIONSHIP MANAGER FOR FURTHER INFORMATION.*

 

SAUDI ARABIA

 

The Saudi British Bank
P.O. Box 9084
Riyadh 11413
SAUDIA ARABIA

 

The Saudi British Bank
Riyadh

 

 

 

 

 

SERBIA

 

UniCredit Bank Srbija a.d.
Rajiceva 27-29
11000 Belgrade
SERBIA AND MONTENEGRO

 

UniCredit Bank Srbija a.d.
Belgrade

 

 

 

 

 

SINGAPORE

 

DBS Bank Ltd.
180 Clemenceau Avenue #03-01
Haw Par Centre
239922
SINGAPORE

 

Oversea-Chinese Banking Corporation
Singapore

 

 

 

 

 

SLOVAK
REPUBLIC

 

UniCredit Bank Slovakia a.s.
Mostova 6
SK-814 16 Bratislava
SLOVAK REPUBLIC

 

Vseobecno Uverova Banka S.A.
Bratislava

 

 

 

 

 

SLOVENIA

 

Bank Austria Creditanstalt d.d. Ljubljana
Smartinska 140
SI-1000 Ljubljana
SLOVENIA

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

SOUTH AFRICA

 

FirstRand Bank Limited
1 Mezzanine Floor, 3 First Place, Bank City
Cnr Simmonds and Jeppe Streets
Johannesburg 2001
SOUTH AFRICA

 

The Standard Bank of South Africa Limited
Johannesburg

 

 

 

 

 

SOUTH KOREA

 

Standard Chartered First Bank Korea Limited
100 KongPyung-dong ChongRo-Gu
Seoul 110-702
SOUTH KOREA

 

Standard Chartered First Bank Korea Limited
Seoul

 

14


 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

 

SPAIN

 

Santander Investment, S.A.
Ciudad Grupo Santander
Avenida de Cantabria, s/n
Edificio Ecinar, planta baja
Boadilla del Monte
28660 Madrid
SPAIN

 

J.P. Morgan AG
Frankfurt

 

 

 

 

 

SRI LANKA

 

The Hongkong and Shanghai Banking
Corporation Limited
24 Sir Baron Jayatillaka Mawatha
Colombo 1
SRI LANKA

 

The Hongkong and Shanghai Banking
Corporation Limited
Colombo

 

 

 

 

 

SWEDEN

 

Skandinaviska Enskilda Banken AB (publ)
Sergels Torg 2
SE-106 40 Stockholm
SWEDEN

 

Svenska Handelsbanken
Stockholm

 

 

 

 

 

SWITZERLAND

 

UBS AG
45 Bahnhofstrasse
8021 Zurich
SWITZERLAND

 

UBS AG
Zurich

 

 

 

 

 

TAIWAN

 

JPMorgan Chase Bank, N.A.**
8th Floor, Cathay Xin Yi Trading Building
No. 108, Section 5, Hsin  Yi Road
Taipei 110
TAIWAN

 

JPMorgan Chase Bank, N.A.
Taipei

 

 

 

 

 

THAILAND

 

Standard Chartered Bank (Thai) Public Company Limited
14th Floor, Zone B
Sathorn Nakorn Tower
100 North Sathorn Road Bangrak
Bangkok 10500
THAILAND

 

Standard Chartered Bank (Thai) Public
Company Limited
Bangkok

 

 

 

 

 

TUNISIA

 

Banque Internationale Arabe de Tunisie, S.A.
70-72 Avenue Habib Bourguiba
P.O. Box 520
1080 Tunis Cedex
TUNISIA

 

Banque Internationale Arabe de Tunisie, S.A.
Tunis

 

 

 

 

 

TURKEY

 

Citibank A.S.
Turkiye Main Branch
Buyukdere Cad. No:100
80280 Esentepe
Istanbul
TURKEY

 

JPMorgan Chase Bank, N.A.
Istanbul

 

15


 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

 

*UKRAINE*

 

ING Bank Ukraine
30-A Spaska Street
04070 Kiev
UKRAINE

 

JPMorgan Chase Bank, N.A.
New York
A/C JPMorgan Chase Bank London (USD NOSTRO Account)

 

*RESTRICTED SERVICE ONLY.  PLEASE CONTACT YOUR RELATIONSHIP MANAGER FOR FURTHER INFORMATION.*

 

UNITED ARAB EMIRATES

 

HSBC Bank Middle East Limited
Level 4, Precinct Building 4, Unit 5
Gate District
P.O. Box 506553
Dubai
UNITED ARAB EMIRATES

 

The National Bank of Abu Dhabi
Abu Dhabi

 

 

 

 

 

UNITED KINGDOM.

 

JPMorgan Chase Bank, N.A.**
1 Tallis Street
London EC4Y 5AJ
UNITED KINGDOM

 

National Westminster Bank
London

 

 

 

 

 

 

 

Deutsche Bank AG
The Depository and Clearing Centre
Lower Ground Floor
27 Leadenhall Street
London EC3A 1AA
UNITED KINGDOM

 

Varies by currency

 

 

 

 

 

UNITED STATES

 

JPMorgan Chase Bank, N.A.**
4 New York Plaza
New York
NY 10004
U.S.A.

 

JPMorgan Chase Bank, N.A.
New York

 

 

 

 

 

URUGUAY

 

BankBoston, N.A.
Zabala 1463
Montevideo
URUGUAY

 

BankBoston, N.A
Montevideo.

 

 

 

 

 

VENEZUELA

 

Citibank, N.A.
Centro Comercial El Recreo
Torre Norte, Piso 20
Avda. Casanora, Sabana Grande
Caracas 1050 D.C.
VENEZUELA

 

Citibank, N.A.
Caracas

 

 

 

 

 

VIETNAM

 

The Hongkong and Shanghai Banking
Corporation Limited
75 Pham Hong Thai, District 1
Ho Chi Minh City
VIETNAM

 

The Hongkong and Shanghai Banking
Corporation Limited
Ho Chi Minh City

 

 

 

 

 

ZAMBIA

 

Barclays Bank Zambia Plc
Kafue House, Cairo Road
Lusaka
ZAMBIA

 

Barclays Bank Zambia Plc
Lusaka

 

16


 

COUNTRY

 

SUB-CUSTODIAN

 

CASH CORRESPONDENT BANK

 

 

 

 

 

ZIMBABWE

 

Barclays Bank of Zimbabwe Limited
Corporate Centre
1st Floor, Eastern Wing
Birmingham Road, Cnr. Paisley Road
Harare
ZIMBABWE

 

Barclays Bank of Zimbabwe Limited
Harare

 

17


 

SCHEDULE 2

 

SECURITIES DEPOSITORIES

 

COUNTRY

 

DEPOSITORY

 

INSTRUMENTS

 

 

 

 

 

ARGENTINA

 

CVSA
(Caja de Valores S.A.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

 

 

CRYL
(Central de Registration y Liquidacion de
Instrumentos de Endeudamiento Publico)

 

Government Debt

 

 

 

 

 

AUSTRALIA

 

Austraclear Limited

 

Corporate Debt, Money Market, Government
Debt and Semi-Government Debt

 

 

 

 

 

 

 

CHESS
(Clearing House Electronic Sub-register
System)

 

Equity

 

 

 

 

 

AUSTRIA

 

OeKB
(Oesterreichische Kontrollbank AG)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

BAHRAIN

 

CSDR
(Clearing, Settlement, Central Depository and
Registry System)

 

Equity

 

 

 

 

 

BANGLADESH

 

CDBL
(Central Depository Bangladesh Limited)

 

Equity, Government Debt

 

 

 

 

 

BELGIUM

 

Euroclear Belgium

 

Equity, Corporate Debt

 

 

 

 

 

 

 

NBB
(National Bank of Belgium)

 

Corporate Debt, Government Debt

 

 

 

 

 

BERMUDA

 

BSD
(Bermuda Securities Depository)

 

Equity

 

 

 

 

 

BRAZIL

 

CBLC
(Companhia Brasileira de Liquidacao e
Custodia)

 

Equity

 

 

 

 

 

 

 

CETIP
(Central de Custodia e de Liquidacao
Financiera de Titulos Privados)

 

Corporate Debt

 

 

 

 

 

 

 

SELIC
(Sistema Especial de Liquidacao e Custodia)

 

Government Debt

 

 

 

 

 

BULGARIA

 

BNB
(Bulgaria National Bank)

 

Government Debt

 

 

 

 

 

 

 

CDAD
(Central Depository A.D.)

 

Equity, Corporate Debt

 

18


 

COUNTRY

 

DEPOSITORY

 

INSTRUMENTS

 

 

 

 

 

CANADA

 

CDS
(The Canadian Depository for Securities
Limited)

 

Equity, Corporate, Government Debt

 

 

 

 

 

CHILE

 

DCV
(Deposito Central de Valores S.A.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

CHINA, SHANGHAI

 

CSDCC, Shanghai Branch
(China Securities Depository and Clearing
Corporation Limited, Shanghai Branch)

 

Equity

 

 

 

 

 

CHINA, SHENZHEN

 

CSDCC, Shenzhen Branch
(China Securities Depository and Clearing
Corporation Limited, Shenzhen Branch)

 

Equity

 

 

 

 

 

COLOMBIA

 

DCV
(Deposito Central de Valores)

 

Government Debt

 

 

 

 

 

 

 

DECEVAL
(Deposito Centralizado de Valores de
Colombia S.A.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

CROATIA

 

CDA
(Central Depository Agency Inc. – Stredisnja
depozitarna agencija d.d.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

CYPRUS

 

CSD
(Central Securities Depository)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

CZECH REPUBLIC

 

SCP
(Stredisko cennych papiru – Ceska republica)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

 

 

CNB
(Czech National Bank)

 

Government Debt

 

 

 

 

 

DENMARK

 

VP
(Vaerdipapircentralen A/S)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

EGYPT

 

MCSD
(Misr for Clearing, Settlement and Depository)

 

Equity, Corporate Debt

 

 

 

 

 

 

 

CBE
(Central Bank of Egypt)

 

Government Debt

 

 

 

 

 

ESTONIA

 

ECDS
(Estonian Central Depository for Securities
Limited - Eesti Vaatpaberite
Keskdepositoorium)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

EUROMARKET

 

CBL
(Clearstream Banking, S.A.)

 

Internationally Traded Debt, Equity

 

 

 

 

 

 

 

Euroclear Bank S.A./N.V.

 

Internationally Traded Debt, Equity

 

19


 

COUNTRY

 

DEPOSITORY

 

INSTRUMENTS

 

 

 

 

 

FINLAND

 

APK
(Finnish Central Securities Depository Limited)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

FRANCE

 

Euroclear France

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

GERMANY

 

CBF
(Clearstream Banking AG)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

GREECE

 

CSD
(Central Securities Depository S.A.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

 

 

BoG
(Bank of Greece)

 

Government Debt

 

 

 

 

 

HONG KONG

 

HKSCC
(Hong Kong Securities Clearing Company
Limited)

 

Equity

 

 

 

 

 

 

 

CMU
(Central Moneymarkets Unit)

 

Corporate Debt, Government Debt

 

 

 

 

 

HUNGARY

 

KELER Zrt.
(Central Clearing House and Depository
(Budapest) Zrt. – Kozponti Elszamolohaz es
Ertektar (Budapest) Zrt.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

ICELAND

 

ISD
(The Islandic Securities Depository)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

INDIA

 

NSDL
(National Securities Depository Limited)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

 

 

CDSL
(Central Depository Services (India) Limited)

 

Equity

 

 

 

 

 

 

 

RBI
(Reserve Bank of India)

 

Government Debt

 

 

 

 

 

INDONESIA

 

KSEI
(PT Kustodian Sentral Efek Indonesia)

 

Equity, Corporate Debt

 

 

 

 

 

 

 

Bank Indonesia

 

Government Debt

 

 

 

 

 

IRELAND

 

CREST
(CRESTCo Limited)

 

Equity, Corporate Debt

 

 

 

 

 

ISRAEL

 

TECH
(Tel Aviv Stock Exchange Clearing House Ltd.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

ITALY

 

Monte Titoli S.p.A.

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

IVORY COAST

 

DC/BR
(Le Depositaire Central / Banque de Reglement)

 

Equity

 

20


 

COUNTRY

 

DEPOSITORY

 

INSTRUMENTS

 

 

 

 

 

JAMAICA

 

JCSD
(Jamaica Central Securities Depository)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

JAPAN

 

JASDEC
(Japan Securities Depository Center, Incorporated)

 

Equity, Convertible Debt

 

 

 

 

 

 

 

BoJ
(Bank of Japan)

 

Registered Government Debt

 

 

 

 

 

 

 

JSSC
(Japan Securities Settlement and Custody, Inc.)

 

Foreign Securities

 

 

 

 

 

JORDAN

 

SDC
(Securities Depository Center)

 

Equity, Corporate Debt

 

 

 

 

 

KAZAKHSTAN

 

CSD
(Central Securities Depository CJSC)

 

Equity

 

 

 

 

 

KENYA

 

CBCD
(Central Bank Central Depository)

 

Government Debt

 

 

 

 

 

 

 

CDSC
(Central Depository & Settlement Corporation
Limited)

 

Equity, Corporate Debt

 

 

 

 

 

KUWAIT

 

KCC
(The Kuwait Clearing Company S.A.K.)

 

Equity, Corporate Debt

 

 

 

 

 

LATVIA

 

LCD
(Latvian Central Depository)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

LEBANON

 

Midclear S.A.L.
(Custodian and Clearing Center of Financial
Instruments for Lebanon and the Middle East
S.A.L.)

 

Equity

 

 

 

 

 

 

 

BDL
(Banque du Liban)

 

Government Debt

 

 

 

 

 

LITHUANIA

 

CSDL
(Central Securities Depository of Lithuania)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

LUXEMBOURG

 

CBL
(Clearstream Banking, S.A.)

 

Equity

 

 

 

 

 

MALAYSIA

 

Bursa Depository
(Bursa Malaysia Depository Sdn Bhd)

 

Equity, Corporate Debt

 

 

 

 

 

 

 

BNM
(Bank Negara Malaysia)

 

Government Debt

 

 

 

 

 

MALTA

 

CSD
(The Central Securities Depository)

 

Equity, Corporate Debt, Government Debt

 

21


 

COUNTRY

 

DEPOSITORY

 

INSTRUMENTS

 

 

 

 

 

MAURITIUS

 

CDS
(Central Depository and Settlement Company Limited)

 

Equity, Corporate Debt

 

 

 

 

 

MEXICO

 

INDEVAL
(S.D. INDEVAL S.A. de C.V.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

MOROCCO

 

Maroclear

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

NETHERLANDS

 

Euroclear Nederland

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

NEW ZEALAND

 

NZCSD
(New Zealand Central Securities Depository)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

NIGERIA

 

CSCS
(Central Securities Clearing System Limited)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

NORWAY

 

VPS
(Verdipapirsentralen ASA)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

OMAN

 

MDSRC
(The Muscat Depository and Securities
Registration Company, S.A.O.C.)

 

Equity, Corporate Debt

 

 

 

 

 

PAKISTAN

 

CDC
(Central Depository Company of Pakistan Limited)

 

Equity, Corporate Debt

 

 

 

 

 

 

 

SBP
(State Bank of Pakistan)

 

Government Debt

 

 

 

 

 

PANAMA

 

LATINCLEAR
(Central Latinoamericana de Valores, S.A.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

PERU

 

CAVALI
(CAVALI ICLV S.A.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

PHILIPPINES

 

PDTC
(Philippine  Depository and Trust Corp.)

 

Equity, Corporate Debt

 

 

 

 

 

 

 

RoSS
(Bangko Sentral ng Pilipinas / Register of
Scripless Securities)

 

Government Debt

 

 

 

 

 

POLAND

 

NDS
(National Depository for Securities S.A.)

 

Equity, Long-Term Government Debt

 

 

 

 

 

 

 

RPW
(Registry of Securities)

 

Short-Term Government Debt

 

 

 

 

 

PORTUGAL

 

INTERBOLSA
(Sociedade Gestora de Sistemas de Liquidação
e de Sistemas Centralizados de Valores
Mobiliários, S.A.)

 

Equity, Corporate Debt, Government Debt

 

22


 

COUNTRY

 

DEPOSITORY

 

INSTRUMENTS

 

 

 

 

 

QATAR

 

DSM
(Doha Securities Market)

 

Equity

 

 

 

 

 

ROMANIA

 

BSE
(Bucharest Stock Exchange)

 

Equity

 

 

 

 

 

 

 

NBR
(National Bank of Romania)

 

Government Debt

 

 

 

 

 

RUSSIA

 

VTB
(Vneshtorgbank)

 

Government Debt (Ministry of Finance Bonds)

 

 

 

 

 

 

 

NDC
(The National Depository Center)

 

Corporate Debt, Government Debt
(GKOs/OFZs)

 

 

 

 

 

SAUDI ARABIA

 

Tadawul

 

Equity

 

 

 

 

 

 

 

SAMA
(Saudi Arabian Monetary Authority)

 

Government Debt

 

 

 

 

 

SERBIA

 

CSD
(Central Register and Central Depository for
Securities)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

SINGAPORE

 

CDP
(The Central Depository (Pte) Limited)

 

Equity, Corporate Debt

 

 

 

 

 

 

 

MAS
(Monetary Authority of Singapore)

 

Government Debt

 

 

 

 

 

SLOVAK REPUBLIC

 

CSD
(Centralny depozitar cennych papierov SR, a.s.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

 

 

NBS
(National Bank of Slovakia)

 

Government Debt

 

 

 

 

 

SLOVENIA

 

KDD
(Centralna klirinsko depotna druzba d.d.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

SOUTH AFRICA

 

Strate Central Securities Depository
(STRATE Ltd.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

SOUTH KOREA

 

KSD
(Korea Securities Depository)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

SPAIN

 

IBERCLEAR
(Sociedad de Gestion de los Sistemas de
Registro, Compensacion y Liquidacion de
Valores, S.A.)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

SRI LANKA

 

CDS
(Central Depository System (Private) Limited)

 

Equity, Corporate Debt

 

 

 

 

 

SWEDEN

 

VPC
(Vardepapperscentralen AB)

 

Equity, Corporate Debt, Government Debt

 

23


 

COUNTRY

 

DEPOSITORY

 

INSTRUMENTS

 

 

 

 

 

SWITZERLAND

 

SIS
(SIS SegaInterSettle AG)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

TAIWAN

 

TDCC
(Taiwan Depository and Clearing Corporation)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

THAILAND

 

TSD
(Thailand Securities Depository Company
Limited)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

TUNISIA

 

STICODEVAM
(Societe Tunisienne Interprofessionnelle pour
la Compensation et le Depot des Valeurs
Mobilieres)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

TURKEY

 

Central Registry Agency
(CRA)

 

Equity, Corporate Debt

 

 

 

 

 

 

 

CBoT
(Central Bank of Turkey)

 

Government Debt

 

 

 

 

 

UKRAINE

 

NBU
(National Bank of Ukraine)

 

Government Debt

 

 

 

 

 

 

 

MFS
(Interregional Securities Union)

 

Corporate Debt, Selected Equity

 

 

 

 

 

UNITED ARAB EMIRATES

 

DFM
(Dubai Financial Market Clearing House)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

 

 

DIFX
(Dubai International Financial Exchange
Central Securities Depository and Registry)

 

Equity, Corporate Debt

 

 

 

 

 

UNITED KINGDOM

 

CREST
(CRESTCo Limited)

 

Equity, Corporate Debt, Government Debt

 

 

 

 

 

UNITED STATES

 

DTC
(The Depository Trust Company)

 

Equity, Corporate Debt

 

 

 

 

 

 

 

FRB
(Federal Reserve Bank)

 

Government Debt, Mortgage Back Debt

 

 

 

 

 

URUGUAY

 

BCU
(Banco Central del Uruguay)

 

Government Debt

 

 

 

 

 

VENEZUELA

 

BCV
(Banco Central de Venezuela)

 

Government Debt

 

 

 

 

 

 

 

CVV
(Caja Venezolana de Valores, S.A.)

 

Equity, Corporate Debt, Money Market

 

 

 

 

 

VIETNAM

 

VSD
(Vietnam Securities Depository)

 

Equity, Corporate Debt, Government Debt

 

24


 

COUNTRY

 

DEPOSITORY

 

INSTRUMENTS

 

 

 

 

 

ZAMBIA

 

CSD
(LuSE Central Shares Depository Limited)

 

Equity, Government Debt

 

 

 

 

 

 

 

BoZ
(Bank of Zambia)

 

Government Debt

 

25


 

THE JPMORGAN CHASE BANK

 

FEE SCHEDULE

 

FOR

 

MORGAN STANLEY
REGISTERED INVESTMENT COMPANIES
 

Revised as October 1, 2006

 

26


 

Custody Fee Schedule:

 

Market

 

Asset
Charge
(bps)

 

Transaction
Charges

 

Threshold I

 

Tier II
(bps)

 

Threshold II

 

Tier III
(bps)

 

 

 

 

 

(US$ )

 

(US$ )*

 

 

 

(US$ )*

 

 

 

Argentina

 

20.00

 

75.00

 

150,000,000

 

17.00

 

187,500,000

 

13.60

 

Australia

 

1.50

 

30.00

 

650,000,000

 

1.20

 

812,500,000

 

0.90

 

Austria

 

3.00

 

40.00

 

225,000,000

 

2.40

 

281,250,000

 

1.80

 

Bahrain

 

40.00

 

85.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Bangladesh

 

35.00

 

85.00

 

100,000,000

 

29.75

 

125,000,000

 

23.80

 

Belgium

 

3.50

 

40.00

 

150,000,000

 

2.80

 

187,500,000

 

2.24

 

Bermuda

 

18.00

 

55.00

 

100,000,000

 

15.30

 

125,000,000

 

12.24

 

Botswana

 

40.00

 

73.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Brazil

 

15.00

 

50.00

 

415,000,000

 

12.00

 

518,750,000

 

9.60

 

Bulgaria

 

35.00

 

75.00

 

100,000,000

 

29.75

 

125,000,000

 

23.80

 

Canada

 

1.50

 

20.00

 

150,000,000

 

1.28

 

187,500,000

 

1.02

 

Chile

 

22.00

 

50.00

 

100,000,000

 

18.70

 

125,000,000

 

14.96

 

China

 

20.00

 

50.00

 

100,000,000

 

17.00

 

125,000,000

 

13.60

 

Colombia

 

40.00

 

85.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Costa Rica

 

35.00

 

55.00

 

100,000,000

 

29.75

 

125,000,000

 

23.80

 

Croatia

 

40.00

 

75.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Cyprus

 

25.00

 

55.00

 

100,000,000

 

21.25

 

125,000,000

 

17.00

 

Czech Republic

 

22.50

 

55.00

 

150,000,000

 

18.00

 

187,500,000

 

14.40

 

Denmark

 

2.15

 

35.00

 

150,000,000

 

1.61

 

187,500,000

 

1.21

 

Ecuador

 

45.00

 

55.00

 

100,000,000

 

38.25

 

125,000,000

 

30.60

 

Egypt

 

30.00

 

50.00

 

100,000,000

 

25.50

 

125,000,000

 

20.40

 

Estonia

 

34.00

 

75.00

 

100,000,000

 

28.90

 

125,000,000

 

23.12

 

Euro CDs

 

1.50

 

15.00

 

100,000,000

 

1.20

 

125,000,000

 

0.96

 

Euroclear

 

1.25

 

15.00

 

6,450,000,000

 

1.00

 

8,062,500,000

 

0.80

 

Finland

 

3.50

 

35.00

 

230,000,000

 

2.63

 

287,500,000

 

1.97

 

France

 

1.75

 

25.00

 

2,285,000,000

 

1.40

 

2,856,250,000

 

1.12

 

Germany

 

1.50

 

25.00

 

1,575,000,000

 

1.20

 

1,968,750,000

 

0.96

 

Ghana

 

40.00

 

80.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Greece

 

20.00

 

40.00

 

150,000,000

 

17.00

 

187,500,000

 

13.60

 

Hong Kong

 

3.00

 

40.00

 

1,250,000,000

 

2.40

 

1,562,500,000

 

1.92

 

Hungary

 

25.00

 

55.00

 

150,000,000

 

20.00

 

187,500,000

 

15.00

 

Iceland

 

20.00

 

55.00

 

100,000,000

 

17.00

 

125,000,000

 

13.60

 

India

 

16.00

 

45.00

 

1,470,000,000

 

13.60

 

1,837,500,000

 

10.88

 

Indonesia

 

10.00

 

60.00

 

150,000,000

 

8.00

 

187,500,000

 

6.00

 

Ireland

 

1.25

 

17.50

 

205,000,000

 

1.06

 

256,250,000

 

0.85

 

Israel

 

25.00

 

50.00

 

150,000,000

 

20.00

 

187,500,000

 

16.00

 

Italy

 

3.50

 

30.00

 

445,000,000

 

2.98

 

556,250,000

 

2.38

 

Ivory Coast

 

45.00

 

85.00

 

100,000,000

 

38.25

 

125,000,000

 

30.60

 

Jamaica

 

11.00

 

70.00

 

100,000,000

 

9.35

 

125,000,000

 

7.48

 

Japan

 

1.35

 

18.00

 

5,550,000,000

 

1.15

 

6,937,500,000

 

0.92

 

Jersey

 

35.00

 

85.00

 

100,000,000

 

29.75

 

125,000,000

 

23.80

 

 

27


 

Market

 

Asset
Charge
(bps)

 

Transaction
Charges

 

Threshold I

 

Tier II
(bps)

 

Threshold II

 

Tier III
(bps)

 

Jordan

 

30.00

 

90.00

 

150,000,000

 

25.50

 

187,500,000

 

20.40

 

Kazakhstan

 

45.00

 

85.00

 

100,000,000

 

38.25

 

125,000,000

 

30.60

 

Kenya

 

40.00

 

82.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Korea

 

10.50

 

30.00

 

1,000,000,000

 

8.93

 

1,250,000,000

 

7.14

 

Latvia

 

30.00

 

55.00

 

100,000,000

 

25.50

 

125,000,000

 

20.40

 

Lebanon

 

40.00

 

85.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Lithuania

 

30.00

 

57.50

 

100,000,000

 

25.50

 

125,000,000

 

20.40

 

Luxembourg

 

3.50

 

40.00

 

100,000,000

 

2.80

 

125,000,000

 

2.24

 

Malaysia

 

7.00

 

45.00

 

150,000,000

 

6.30

 

187,500,000

 

5.67

 

Malta

 

30.00

 

57.50

 

100,000,000

 

25.50

 

125,000,000

 

20.40

 

Mauritius

 

40.00

 

85.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Mexico

 

5.50

 

35.00

 

385,000,000

 

4.40

 

481,250,000

 

3.30

 

Morocco

 

30.00

 

90.00

 

150,000,000

 

27.00

 

187,500,000

 

24.30

 

Namibia

 

40.00

 

85.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Nepal

 

40.00

 

85.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Netherlands

 

3.00

 

25.00

 

1,665,000,000

 

2.55

 

2,081,250,000

 

2.04

 

New Zealand

 

2.00

 

35.00

 

185,000,000

 

1.60

 

231,250,000

 

1.28

 

Nigeria

 

45.00

 

85.00

 

100,000,000

 

38.25

 

125,000,000

 

30.60

 

Norway

 

3.75

 

35.00

 

150,000,000

 

3.00

 

187,500,000

 

2.25

 

Oman

 

45.00

 

100.00

 

150,000,000

 

38.25

 

187,500,000

 

30.60

 

Pakistan

 

30.00

 

85.00

 

150,000,000

 

25.50

 

187,500,000

 

20.40

 

Peru

 

35.00

 

85.00

 

100,000,000

 

29.75

 

125,000,000

 

23.80

 

Philippines

 

15.00

 

60.00

 

150,000,000

 

12.75

 

187,500,000

 

10.20

 

Poland

 

25.00

 

65.00

 

280,000,000

 

20.00

 

350,000,000

 

16.00

 

Portugal

 

12.00

 

45.00

 

150,000,000

 

10.20

 

187,500,000

 

8.16

 

Romania

 

40.00

 

80.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Russia

 

22.00

 

75.00

 

150,000,000

 

18.70

 

187,500,000

 

14.96

 

Singapore

 

4.00

 

45.00

 

445,000,000

 

3.20

 

556,250,000

 

2.40

 

Slovakia

 

35.00

 

85.00

 

100,000,000

 

29.75

 

125,000,000

 

23.80

 

Slovenia

 

30.00

 

75.00

 

150,000,000

 

25.50

 

187,500,000

 

20.40

 

South Africa

 

4.50

 

30.00

 

730,000,000

 

3.60

 

912,500,000

 

2.70

 

Spain

 

4.25

 

40.00

 

600,000,000

 

3.40

 

750,000,000

 

2.55

 

Sri Lanka

 

20.00

 

55.00

 

100,000,000

 

17.00

 

125,000,000

 

13.60

 

Swaziland

 

40.00

 

85.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Sweden

 

3.50

 

30.00

 

600,000,000

 

2.98

 

750,000,000

 

2.23

 

Switzerland

 

3.25

 

30.00

 

1,525,000,000

 

2.76

 

1,906,250,000

 

2.21

 

Taiwan

 

13.00

 

70.00

 

683,000,000

 

11.70

 

853,750,000

 

10.53

 

Thailand

 

12.00

 

45.00

 

175,000,000

 

10.20

 

218,750,000

 

8.16

 

Tunisia

 

40.00

 

50.00

 

150,000,000

 

34.00

 

187,500,000

 

27.20

 

Turkey

 

12.50

 

50.00

 

465,000,000

 

10.63

 

581,250,000

 

8.50

 

Ukraine

 

45.00

 

85.00

 

100,000,000

 

38.25

 

125,000,000

 

30.60

 

United Arab Emirites

 

45.00

 

85.00

 

100,000,000

 

38.25

 

125,000,000

 

30.60

 

United Kingdom

 

1.25

 

17.50

 

6,750,000,000

 

1.06

 

8,437,500,000

 

0.85

 

 

28


 

Market

 

Asset
Charge
(bps)

 

Transaction
Charges

 

Threshold I

 

Tier II
(bps)

 

Threshold II

 

Tier III
(bps)

 

United States

 

0.20

 

4.50

 

40,000,000,000

 

0.15

 

80,000,000,000

 

0.10

 

Uruguay

 

40.00

 

85.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Venezuela

 

35.00

 

85.00

 

100,000,000

 

29.75

 

125,000,000

 

23.80

 

Vietnam

 

40.00

 

85.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Zambia

 

40.00

 

80.00

 

100,000,000

 

34.00

 

125,000,000

 

27.20

 

Zimbabwe

 

35.00

 

70.00

 

100,000,000

 

29.75

 

125,000,000

 

23.80

 

 

* Asset charges  will be applied to the aggregate level of Morgan Stanley assets with JPMorgan.

 

29


 

Miscellaneous Fees & Out of Pocket Expenses:

 

Cash Movements

$6

for USD settlements

 

$15

for non USD settlements

 

Registration/Transfer fees, Mauritius cash account administration and transfer charges, Stamp taxes/duties and any other out of pocket costs will be recharged to the Funds at cost, where incurred by JPMorgan.

 

NSDL India pass through charges for transactions will be absorbed by JPMorgan.

 

Earnings Credits:

 

Credits will be paid to the Funds at a rate based on the 90-Day Treasury bill rate less 1% on daily positive balances.  All interest is paid after a 10% Federal Reserve requirement is deducted from the balances. The credits earned are cumulative throughout JPMorgan Chase Bank’s fiscal year.  At the beginning of the new fiscal year, earnings credit balances are reset to zero.

 

Overdraft Rates:

 

Overdraft charges paid by the Funds will be calculated using the Federal Funds rate plus 50 basis points on daily negative balances.

 

Class Action Services:

 

Includes determing account eligibility, filing, processing rejected items, and monitoring and processing recoveries.

 

Flat fee of $500 per filing paid once claim is filed.

 

Other  Fees:

 

·      Settlement of physical securities - $40

·      Global Proxy Services per fund per vote executed

·      USA free of charge

·      All other countries $15

 

Notes:

 

All new business will be separately negotiated.  The Adviser shall contact its relationship manager if it plans to trade in new countries (i.e. countries that are not on the Fee Schedule).  If the Adviser’s relationship manager is not notified ahead of time, the relevant Fund will be charged at the Chase generic rate for each respective new country.

 

30