-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JX8385xiwYFWCimUHE+NDYObwUUTRhDcaCkgI9j0vPUXTsjctpqUXuuxSqBhbydZ zduPdAXpWILHsxxJccSupw== 0001104659-03-026181.txt : 20031113 0001104659-03-026181.hdr.sgml : 20031113 20031113150627 ACCESSION NUMBER: 0001104659-03-026181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031112 FILED AS OF DATE: 20031113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE STREET 2: SUITE 100 CITY: ST LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 3145435712 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE STREET 2: SUITE 100 CITY: ST LOUIS STATE: MO ZIP: 63131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN PAUL G CENTRAL INDEX KEY: 0000904057 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27927 FILM NUMBER: 03997664 BUSINESS ADDRESS: STREET 1: 110 110TH AVE N E STREET 2: STE 500 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 2064478972 MAIL ADDRESS: STREET 1: 110 110TH AVE NE STREET 2: STE 550 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 a4.xml 4 X0201 4 2003-11-12 0 0001091667 CHARTER COMMUNICATIONS INC /MO/ CHTR 0000904057 ALLEN PAUL G 505 FIFTH AVENUE SOUTH SUITE 900 SEATTLE WA 98104 1 1 1 0 Chairman Class A Common Stock 2003-10-29 4 X 0 324335 30.8323 A 22002890 D Class A Common Stock 2003-11-12 4 X 0 7107750 30.8817 A 29110640 D Put Options (obligations to buy) 30.8323 2003-10-29 4 X 0 324335 0 D Class A Common Stock 324335 7144294 D Put Options (obligations to buy) 30.8817 2003-11-12 4 X 0 7107750 0 D Class A Common Stock 7107750 0 D The exercise price includes interest thereon at a rate of 4.5% per year compounded annually since November 12, 1999 through the closing date of November 12, 2003, on the original purchase price of $25.8548 per share pursuant to the put agreement under which the shares of Class A Common Stock are to be purchased. The exercise price includes interest thereon at a rate 4.5% per year compounded annually since November 12, 1999 through the estimated closing date of November 25, 2003, on the original purchase price of $25.8548 per share pursuant to the put agreement under which the shares of Class A Common Stock are to be purchased. Represents post transaction aggregate as of October 29, 2003. Represents post transaction aggregate as of the reporting date. The put options are exercisable from November 12, 2001 through the earlier of (i) November 12, 2003, or (ii) the date of certain business combinations affecting the issuer's securities. After the exercise of the put rights set forth herein, the obligation of the reporting person to purchase 36,544 shares of Class A Common Stock pursuant to the put agreement expired. Joseph Franzi, by Power of Attorney filed with a previous 13G filing 2003-12-12 -----END PRIVACY-ENHANCED MESSAGE-----