-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GB65vUnTVlgFKUBEZZmAmCDjwVNrqMldtcIDdvqNSFUhUffSXPQGOqKgLqp/TT/u OL/xlgDb6uw7PnXiPNOFLA== 0000950148-02-001637.txt : 20020701 0000950148-02-001637.hdr.sgml : 20020701 20020701170617 ACCESSION NUMBER: 0000950148-02-001637 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020701 FILED AS OF DATE: 20020701 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27927 FILM NUMBER: 02694134 BUSINESS ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE STREET 2: SUITE 100 CITY: ST LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 3149650555 MAIL ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE STREET 2: SUITE 100 CITY: ST LOUIS STATE: MO ZIP: 63131 COMPANY DATA: COMPANY CONFORMED NAME: ALLEN PAUL G CENTRAL INDEX KEY: 0000904057 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 110 110TH AVE N E STREET 2: STE 500 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 2064478972 MAIL ADDRESS: STREET 1: 110 110TH AVE NE STREET 2: STE 550 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 v82753e4.htm FORM 4 CHARTER COMMUNICATIONS, INC.
 

         
 
FORM 4  
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
1.   Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6.  Relationship of Reporting Person(s) to issuer
    (Check all Applicable)  
  [X] Director [X] 10% Owner
Allen Paul G.      Charter Communications, Inc. - CHTR   [X] Officer (give title below) [   ] Other (specify below)
 
   
(Last) (First) (Middle)   3.  I.R.S. Identification 4.  Statement for  
             Number of Reporting      Month/Year    6/02     Chairman
    c/o Charter Communications, Inc.
       Person, if an entity (Voluntary)
     
(Street)   5.  If Amendment,
     Date of Original)		   7.   Individual or Joint/Group Filing (Check Applicable Line)
      [X] Form filed by One Reporting Person
    12405 Powercourt Drive          (Month/Year)          [   ] Form filed by More than One Reporting Person
(City) (State) (Zip)
St. Louis MO 63131

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
                                                   
1. Title of Security (Instr. 3)
2. Transaction
Date
(Month/ Day/ Year)
 
3. Transaction Code (Instr. 8)
  
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4
and 5)
  
5. Amount of Securities Beneficially Owned at End of Month (Instr. 3
and 4)
  
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
 
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
 
 
 
 
 
 
         Code      V  
Amount
  
(A) or (D)
  
Price
                      
Class A Common Stock 6/27/02 P      
637,724
   A   $3.1393            
Class A Common Stock 6/27/02 P      
196,376
   A   $3.30            
 Class A Common Stock 6/27/02  P      
165,900
   A   $3.2730                      
 Class A Common Stock 6/28/02 P       
39,500
   A   $3.6448                      
 Class A Common Stock 6/28/02  P      
11,700
   A   $3.6812                      
 Class A Common Stock 6/28/02  P      
214,605
   A   $3.8973                      
 Class A Common Stock 6/28/02  P      
66,700
   A   $3.999                      
 Class A Common Stock 6/28/02 P      
91,588
   A $4.00                    

 

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
                                                   
1. Title of Security (Instr. 3)
2. Transaction
Date
(Month/ Day/ Year)
 
3. Transaction Code (Instr. 8)
  
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4
and 5)
  
5. Amount of Securities Beneficially Owned at End of Month (Instr. 3
and 4)
  
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
 
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
 
 
 
 
 
 
         Code      V  
Amount
  
(A) or (D)
  
Price
                      
 Class A Common Stock 6/28/02 P
36,700
 A $4,0371                      
 Class A Common Stock 6/28/02 P
99,500
 A $4.2382                      
 Class A Common Stock 6/28/02 P
93,756
 A $4.2416                      
 Class A Common Stock 6/28/02 P
75,000
 A $4.2367                      
 Class A Common Stock 6/28/02 P
144,997
 A $4.2395                      
 Class A Common Stock 6/28/02 P
3,125,954
 A $4.25    
18,431,870
      
D
        
Explanation of Responses:
 

 

FORM 4 (continued)

TABLE II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
                                                                                 
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/ Day/ Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (Month/Day/ Year) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
 
 
 
 
 
 
 
 
 
 
Code
V
(A)
(D)
 Date Exercisable Expiration Date Title Amount or Number of Shares
                   
 
 
 
 
 
 
 
                               
                           
                                                         
                                                         
                                                         
                                                         
                                                         
                                                         
         
Explanation of Responses:
         
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
       
 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
   /s/ JOSEPH FRANZI
 July 1, 2002
**Signature of Reporting Person
Date
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Joseph Franzi as Attorney-in-Fact for Paul G. Allen pursuant to a Power of Attorney filed with the Reporting Person's Schedule 13G for Pathogenesis, Inc. on August 30, 1999 and incorporated by reference herein.
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