0000899243-17-019562.txt : 20170802 0000899243-17-019562.hdr.sgml : 20170802 20170802170028 ACCESSION NUMBER: 0000899243-17-019562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170802 FILED AS OF DATE: 20170802 DATE AS OF CHANGE: 20170802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vulcan Capital Venture Capital Management I LLC CENTRAL INDEX KEY: 0001549518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 171000976 BUSINESS ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH STREET 2: SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 206-342-2000 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH STREET 2: SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER NAME: FORMER CONFORMED NAME: Vulcan Capital Venture Capital Management I, LLC DATE OF NAME CHANGE: 20120508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vulcan Capital Venture Capital I LLC CENTRAL INDEX KEY: 0001549517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 171000978 BUSINESS ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH STREET 2: SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 206-342-2000 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH STREET 2: SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cougar Investment Holdings LLC CENTRAL INDEX KEY: 0001579540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 171000974 BUSINESS ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 342-2000 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VCVC III LLC CENTRAL INDEX KEY: 0001579538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 171000972 BUSINESS ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 342-2000 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VCVC Management III LLC CENTRAL INDEX KEY: 0001579539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 171000973 BUSINESS ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 342-2000 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN PAUL G CENTRAL INDEX KEY: 0000904057 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 171000975 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH STREET 2: SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104-3891 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vulcan Ventures Inc. CENTRAL INDEX KEY: 0001549627 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 171000977 BUSINESS ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 206-342-2000 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Redfin Corp CENTRAL INDEX KEY: 0001382821 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 STEWART STREET, STE 600 CITY: seattle STATE: wa ZIP: 98101 BUSINESS PHONE: 2065768243 MAIL ADDRESS: STREET 1: 1099 STEWART STREET, STE 600 CITY: seattle STATE: wa ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Redfin CORP DATE OF NAME CHANGE: 20061206 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-02 1 0001382821 Redfin Corp RDFN 0001549517 Vulcan Capital Venture Capital I LLC 505 FIFTH AVE. S, SUITE 900 SEATTLE WA 98104 0 0 1 0 0001549627 Vulcan Ventures Inc. 505 FIFTH AVE. S, SUITE 900 SEATTLE WA 98104 0 0 1 0 0001549518 Vulcan Capital Venture Capital Management I LLC 505 FIFTH AVE. S, SUITE 900 SEATTLE WA 98104 0 0 1 0 0000904057 ALLEN PAUL G 505 FIFTH AVE. S, SUITE 900 SEATTLE WA 98104 0 0 1 0 0001579540 Cougar Investment Holdings LLC 505 FIFTH AVE. S, SUITE 900 SEATTLE WA 98104 0 0 1 0 0001579539 VCVC Management III LLC 505 FIFTH AVE. S, SUITE 900 SEATTLE WA 98104 0 0 1 0 0001579538 VCVC III LLC 505 FIFTH AVE. S, SUITE 900 SEATTLE WA 98104 0 0 1 0 Common Stock 2017-08-02 4 C 0 4985647 A 4985647 I By Vulcan Capital Venture Capital I LLC Common Stock 2017-08-02 4 C 0 1373217 A 6358864 I By Vulcan Capital Venture Capital I LLC Common Stock 2017-08-02 4 C 0 232748 A 6591612 I By Vulcan Capital Venture Capital I LLC Common Stock 2017-08-02 4 C 0 223393 A 223393 I By VCVC III LLC Common Stock 2017-08-02 4 C 0 206661 A 430054 I By VCVC III LLC Series B Preferred Stock 2017-08-02 4 C 0 4985647 0.00 D Common Stock 4985647 0 I By Vulcan Capital Venture Capital I LLC Series C Preferred Stock 2017-08-02 4 C 0 1373217 0.00 D Common Stock 1373217 0 I By Vulcan Capital Venture Capital I LLC Series D Preferred Stock 2017-08-02 4 C 0 232748 0.00 D Common Stock 232748 0 I By Vulcan Capital Venture Capital I LLC Series E Preferred Stock 2017-08-02 4 C 0 223393 0.00 D Common Stock 223393 0 I By VCVC III LLC Series F Preferred Stock 2017-08-02 4 C 0 206661 0.00 D Common Stock 206661 0 I By VCVC III LLC Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. These securities are held of record by Vulcan Capital Venture Capital I LLC ("VCVC I"). Vulcan Capital Venture Capital Management I LLC ("VCVC Management I") manages VCVC I. VCVC Management I is managed by Vulcan Ventures Incorporated, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCVC I. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. These securities are held of record by VCVC III LLC ("VCVC III"). VCVC Management III LLC ("VCVC Management III") manages VCVC III. VCVC Management III is managed by Cougar Investment Holdings LLC, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCVC III. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. /s/ David R. Stewart, Vice President for Vulcan Ventures Incorporated 2017-08-02 /s/ David R. Stewart, for Vulcan Capital Venture Capital Management I LLC, as Vice President of Vulcan Ventures Incorporated, its Managing Member 2017-08-02 /s/ David R. Stewart, for Vulcan Capital Venture Capital I LLC, as Vice President of Vulcan Ventures Incorporated, the Managing Member of Vulcan Capital Venture Capital Management I LLC, the Manager of Vulcan Capital Venture Capital I LLC 2017-08-02 /s/ David R. Stewart, as attorney-in-fact for Paul G. Allen 2017-08-02 /s/ David R. Stewart, Vice President for Cougar Investment Holdings LLC 2017-08-02 /s/ David R. Stewart, for VCVC Management III LLC, as Vice President of Cougar Investment Holdings LLC, its Managing Member 2017-08-02 /s/ David R. Stewart, for VCVC III LLC, as Vice President of Cougar Investment Holdings LLC, the Managing Member of VCVC Management III LLC, the Manager of VCVC III LLC 2017-08-02