0000899243-17-019562.txt : 20170802
0000899243-17-019562.hdr.sgml : 20170802
20170802170028
ACCESSION NUMBER: 0000899243-17-019562
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170802
FILED AS OF DATE: 20170802
DATE AS OF CHANGE: 20170802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vulcan Capital Venture Capital Management I LLC
CENTRAL INDEX KEY: 0001549518
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 171000976
BUSINESS ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH
STREET 2: SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: 206-342-2000
MAIL ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH
STREET 2: SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER NAME:
FORMER CONFORMED NAME: Vulcan Capital Venture Capital Management I, LLC
DATE OF NAME CHANGE: 20120508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vulcan Capital Venture Capital I LLC
CENTRAL INDEX KEY: 0001549517
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 171000978
BUSINESS ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH
STREET 2: SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: 206-342-2000
MAIL ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH
STREET 2: SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cougar Investment Holdings LLC
CENTRAL INDEX KEY: 0001579540
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 171000974
BUSINESS ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 342-2000
MAIL ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VCVC III LLC
CENTRAL INDEX KEY: 0001579538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 171000972
BUSINESS ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 342-2000
MAIL ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VCVC Management III LLC
CENTRAL INDEX KEY: 0001579539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 171000973
BUSINESS ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 342-2000
MAIL ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALLEN PAUL G
CENTRAL INDEX KEY: 0000904057
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 171000975
MAIL ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH
STREET 2: SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104-3891
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vulcan Ventures Inc.
CENTRAL INDEX KEY: 0001549627
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 171000977
BUSINESS ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: 206-342-2000
MAIL ADDRESS:
STREET 1: 505 FIFTH AVENUE SOUTH, SUITE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Redfin Corp
CENTRAL INDEX KEY: 0001382821
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 STEWART STREET, STE 600
CITY: seattle
STATE: wa
ZIP: 98101
BUSINESS PHONE: 2065768243
MAIL ADDRESS:
STREET 1: 1099 STEWART STREET, STE 600
CITY: seattle
STATE: wa
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: Redfin CORP
DATE OF NAME CHANGE: 20061206
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-08-02
1
0001382821
Redfin Corp
RDFN
0001549517
Vulcan Capital Venture Capital I LLC
505 FIFTH AVE. S, SUITE 900
SEATTLE
WA
98104
0
0
1
0
0001549627
Vulcan Ventures Inc.
505 FIFTH AVE. S, SUITE 900
SEATTLE
WA
98104
0
0
1
0
0001549518
Vulcan Capital Venture Capital Management I LLC
505 FIFTH AVE. S, SUITE 900
SEATTLE
WA
98104
0
0
1
0
0000904057
ALLEN PAUL G
505 FIFTH AVE. S, SUITE 900
SEATTLE
WA
98104
0
0
1
0
0001579540
Cougar Investment Holdings LLC
505 FIFTH AVE. S, SUITE 900
SEATTLE
WA
98104
0
0
1
0
0001579539
VCVC Management III LLC
505 FIFTH AVE. S, SUITE 900
SEATTLE
WA
98104
0
0
1
0
0001579538
VCVC III LLC
505 FIFTH AVE. S, SUITE 900
SEATTLE
WA
98104
0
0
1
0
Common Stock
2017-08-02
4
C
0
4985647
A
4985647
I
By Vulcan Capital Venture Capital I LLC
Common Stock
2017-08-02
4
C
0
1373217
A
6358864
I
By Vulcan Capital Venture Capital I LLC
Common Stock
2017-08-02
4
C
0
232748
A
6591612
I
By Vulcan Capital Venture Capital I LLC
Common Stock
2017-08-02
4
C
0
223393
A
223393
I
By VCVC III LLC
Common Stock
2017-08-02
4
C
0
206661
A
430054
I
By VCVC III LLC
Series B Preferred Stock
2017-08-02
4
C
0
4985647
0.00
D
Common Stock
4985647
0
I
By Vulcan Capital Venture Capital I LLC
Series C Preferred Stock
2017-08-02
4
C
0
1373217
0.00
D
Common Stock
1373217
0
I
By Vulcan Capital Venture Capital I LLC
Series D Preferred Stock
2017-08-02
4
C
0
232748
0.00
D
Common Stock
232748
0
I
By Vulcan Capital Venture Capital I LLC
Series E Preferred Stock
2017-08-02
4
C
0
223393
0.00
D
Common Stock
223393
0
I
By VCVC III LLC
Series F Preferred Stock
2017-08-02
4
C
0
206661
0.00
D
Common Stock
206661
0
I
By VCVC III LLC
Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
These securities are held of record by Vulcan Capital Venture Capital I LLC ("VCVC I"). Vulcan Capital Venture Capital Management I LLC ("VCVC Management I") manages VCVC I. VCVC Management I is managed by Vulcan Ventures Incorporated, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCVC I. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
These securities are held of record by VCVC III LLC ("VCVC III"). VCVC Management III LLC ("VCVC Management III") manages VCVC III. VCVC Management III is managed by Cougar Investment Holdings LLC, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCVC III. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
/s/ David R. Stewart, Vice President for Vulcan Ventures Incorporated
2017-08-02
/s/ David R. Stewart, for Vulcan Capital Venture Capital Management I LLC, as Vice President of Vulcan Ventures Incorporated, its Managing Member
2017-08-02
/s/ David R. Stewart, for Vulcan Capital Venture Capital I LLC, as Vice President of Vulcan Ventures Incorporated, the Managing Member of Vulcan Capital Venture Capital Management I LLC, the Manager of Vulcan Capital Venture Capital I LLC
2017-08-02
/s/ David R. Stewart, as attorney-in-fact for Paul G. Allen
2017-08-02
/s/ David R. Stewart, Vice President for Cougar Investment Holdings LLC
2017-08-02
/s/ David R. Stewart, for VCVC Management III LLC, as Vice President of Cougar Investment Holdings LLC, its Managing Member
2017-08-02
/s/ David R. Stewart, for VCVC III LLC, as Vice President of Cougar Investment Holdings LLC, the Managing Member of VCVC Management III LLC, the Manager of VCVC III LLC
2017-08-02