-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SIlchwGBrNXMqsP7VngEWErSr4k7GJdjpl5k1c8muOLztkvvyGlZoozX6309mZ5v GfWPw15/pC41wfczKGQWuQ== 0000903954-01-500020.txt : 20010711 0000903954-01-500020.hdr.sgml : 20010711 ACCESSION NUMBER: 0000903954-01-500020 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010710 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED MICROELECTRONICS CORP CENTRAL INDEX KEY: 0001033767 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-60399 FILM NUMBER: 1677690 BUSINESS ADDRESS: STREET 1: 993 HIGHLAND CIRCLE CITY: LOS ALTOS STATE: CA ZIP: 94024 BUSINESS PHONE: 0118863577 MAIL ADDRESS: STREET 1: 993 HIGHLAND CIRCLE CITY: LOS ALTOS STATE: CA ZIP: 94024 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE ASSET MANAGEMENT LLC/NY CENTRAL INDEX KEY: 0000903954 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133580284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128753500 MAIL ADDRESS: STREET 1: CREDIT SUISSE ASSET MANAGEMENT, LLC STREET 2: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE ASSET MANAGEMENT /NY DATE OF NAME CHANGE: 19990125 FORMER COMPANY: FORMER CONFORMED NAME: BEA ASSOCIATES /NY DATE OF NAME CHANGE: 19930730 SC 13G/A 1 united2.txt ------------------------------ OMB APPROVAL ------------------------------ OMB Number Expires: Estimated average burden hours per response ....... 0.5 ------------------------------ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2 )(1) UNITED MICROELECTRONICS CORP. - -------------------------------------------------------------------------------- (Name of Issuer) ADR - -------------------------------------------------------------------------------- (Title of Class of Securities) 91087320 - -------------------------------------------------------------------------------- (CUSIP Number) JUNE 30, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [_] Rule 13d-(c) [_] Rule 13d-1(d) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (SC13G-07/98) CUSIP No. 91087320 13G Page 2 of 5 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) CREDIT SUISSE ASSET MANAGEMENT, LLC 13-3580284 ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] NOT APPLICABLE ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 3,029,900 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 3,029,900 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 0 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,029,900 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] NOT APPLICABLE ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.13% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* INVESTMENT ADVISER ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 91087320 13G Page 3 of 5 Pages ________________________________________________________________________________ Item 1(a). Name of Issuer: UNITED MICROELECTRONICS CORP. ________________________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: NO. 3, LI-HSIN ROAD II, SCIENCE BASED INDUSTRIAL PARK HSINCHU CITY, TAIWAN R.O.C. ________________________________________________________________________________ Item 2(a). Name of Person Filing: CREDIT SUISSE ASSET MANAGEMENT, LLC ________________________________________________________________________________ Item 2(b). Address of Principal Business Office, or if None, Residence: 466 LEXINGTON AVENUE, NEW YORK, NY 10017 ________________________________________________________________________________ Item 2(c). Citizenship: UNITED STATES ________________________________________________________________________________ Item 2(d). Title of Class of Securities: ADR ________________________________________________________________________________ Item 2(e). CUSIP Number: 91087320 ________________________________________________________________________________ Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [X] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [_] CUSIP No. 91087320 13G Page 4 of 5 Pages Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 3,029,900 (b) Percent of class: 0.13% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 3,029,900 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 3,029,900 (iv) Shared power to dispose or to direct the disposition of 0 ________________________________________________________________________________ Item 5. Ownership of Five Percent or Less of a Class. CREDIT SUISSE ASSET MANAGEMENT, LLC ("CSAM") IS AN INVESTMENT ADVISER REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION. CSAM SERVES AS INVESTMENT ADVISER TO MANY ACCOUNTS INCLUDING VARIOUS REGISTERED INVESTMENT COMPANIES. THE SECURITIES WHICH ARE THE SUBJECT OF THIS REPORT ARE OWNED BY OUR ACCOUNTS. IN THIS REPORT NO ACCOUNT OWNED MORE THAN 5%. ________________________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. NOT APPLICABLE ________________________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. NOT APPLICABLE ________________________________________________________________________________ Item 8. Identification and Classification of Members of the Group. NOT APPLICABLE ________________________________________________________________________________ Item 9. Notice of Dissolution of Group. NOT APPLICABLE ________________________________________________________________________________ Item 10. Certifications. (a) The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect." (b) The following certification shall be included if the statement is filed pursuant to Rule 13d-1(c): "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect." SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. JULY 10, 2001 ---------------------------------------- (Date) /s/ HAL LIEBES ---------------------------------------- (Signature) HAL LIEBES, MGNG DIRECTOR & GENL COUNSEL ---------------------------------------- (Name/Title) Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties for whom copies are to be sent. Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----