-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OQy5vQthKWccleY+Jdotg39LUhwGfFbZ7zK0C7X1qh1NdlAf4fHmFlbBgQ5XKv5T n4CQJHah1SPTmEhkzQ5rwQ== 0000899140-96-000210.txt : 19960416 0000899140-96-000210.hdr.sgml : 19960416 ACCESSION NUMBER: 0000899140-96-000210 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960412 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BEA STRATEGIC INCOME FUND INC CENTRAL INDEX KEY: 0000828781 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 232498434 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05458 FILM NUMBER: 96546637 BUSINESS ADDRESS: STREET 1: 73 TREMONT ST STREET 2: 8TH FL CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 6175578000 MAIL ADDRESS: STREET 1: 73 TREMONT STREET STREET 2: 8TH FL CITY: BOSTON STATE: MA ZIP: 02108 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON STRATEGIC INCOME FUND INC DATE OF NAME CHANGE: 19950420 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BOSTON STRATEGIC INCOME FUND INC DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: BEA ASSOCIATES /NY CENTRAL INDEX KEY: 0000903954 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER IRS NUMBER: 133580284 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 153 EAST 53RD STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128322626 MAIL ADDRESS: STREET 1: BEA ASSOCIATES /NY STREET 2: 153 EAST 53RD STREET CITY: NEW YORK STATE: NY ZIP: 10022 3 1 1 FORM 3 ------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
--------------------------------------- ------------------------ -------------------------------------------------------- 1. Name and Address of Reporting Person 2. Date of Event 4. Issuer Name and Ticket Requiring Statement or Trading Symbol (Month/Day/Year) BEA Associates 6/13/95 BEA Strategic Income Fund, Inc. Fund, Inc. FBI - ---------------------------------------- ------------------------ ---------------------------- --------------------- (Last) (First) (Middle) 3. IRS or Social Security 5. Relationship of Reporting 6. If Amendment, Number of Reporting Person to Issuer Date of Original Person (Voluntary) (Check all applicable) (Month/Day/Year) [ ] Director [ ] 100% Owner [ ] Officer [X] Other (specify (title below) below) 153 East 53rd Street, 57th Floor - ------------------------------ Investment Adviser (Street) New York New York 10022 ------------------------------------------------------------------- ------------------------------------------------------------- (City) (State) (Zip)
Table I -- Non-Derivative Securities Beneficially Owned -------------------------------- -------------------------------- ---------------------- ---------------------------------------- 1.Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Direct (D) or Ownership (Instr. 5) (Instr. 4) Indirect (I) (Instr. 5) -------------------------------- -------------------------------- ---------------------- ---------------------------------------- Common Stock 0 N/A -------------------------------- -------------------------------- ---------------------- ----------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1473 (8-92) 2 FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------- ---------------------- ------------------------ -------------- ---------------- -------------- 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of 4. Conversion 5. Ownership 6. Nature of (Instr. 4) and Expiration Date Securities Underlying or Exercise Form of Indirect (Month/Day/Year) Derivative Security of Price of Derivative Beneficial (Instr. 4) Derivative Security: Ownership Security Direct (D) (Instr.5) or Indirect (I) (Instr. 5) ------------- --------- ------------------------ Date Expiration Title Amount or Exercisable Date Number of Shares --------------------- ------------- --------- ------------------------ -------------- ----------------- -------------- N/A --------------------- ------------- --------- ------------------------ -------------- ----------------- -------------- --------------------- ------------- --------- ------------------------ -------------- ----------------- --------------
Explanation of Responses: BEA Associates /s/ Hal Liebes 4/11/96 --------------------------------------- -------------------- Hal Liebes Vice President and Legal Counsel **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----