0001140361-20-011591.txt : 20200514
0001140361-20-011591.hdr.sgml : 20200514
20200514091212
ACCESSION NUMBER: 0001140361-20-011591
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200513
FILED AS OF DATE: 20200514
DATE AS OF CHANGE: 20200514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Investcorp BDC Holdings Ltd
CENTRAL INDEX KEY: 0001791302
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 20875531
BUSINESS ADDRESS:
STREET 1: CENTURY YARD, CRICKET SQUARE
STREET 2: ELGIN AVENUE
CITY: GEORGE TOWN
STATE: E9
ZIP: GRAND CAYM
BUSINESS PHONE: 2123512389
MAIL ADDRESS:
STREET 1: CENTURY YARD, CRICKET SQUARE
STREET 2: ELGIN AVENUE
CITY: GEORGE TOWN
STATE: E9
ZIP: GRAND CAYM
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Investcorp Credit Management US LLC
CENTRAL INDEX KEY: 0001790382
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 20875532
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125994700
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIPCO HOLDINGS LTD
CENTRAL INDEX KEY: 0001079218
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 20875533
BUSINESS ADDRESS:
STREET 1: CENTURY YARD, CRICKET SQUARE
STREET 2: P.O. BOX 1111
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1102
BUSINESS PHONE: 1 345 949 5122
MAIL ADDRESS:
STREET 1: CENTURY YARD, CRICKET SQUARE
STREET 2: P.O. BOX 1111
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1102
FORMER NAME:
FORMER CONFORMED NAME: SIPCO LTD
DATE OF NAME CHANGE: 19990210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Investcorp S.A.
CENTRAL INDEX KEY: 0000903555
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 20875534
BUSINESS ADDRESS:
STREET 1: CENTURY YARD, CRICKET SQUARE
STREET 2: P.O. BOX 1111
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1102
BUSINESS PHONE: 1 345 949 5122
MAIL ADDRESS:
STREET 1: CENTURY YARD, CRICKET SQUARE
STREET 2: P.O. BOX 1111
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1102
FORMER NAME:
FORMER CONFORMED NAME: INVESTCORP S A
DATE OF NAME CHANGE: 19930505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Investcorp Credit Management BDC, Inc.
CENTRAL INDEX KEY: 0001578348
IRS NUMBER: 462883380
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-388-5813
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: CM Finance Inc
DATE OF NAME CHANGE: 20130531
4
1
form4.xml
FORM 4
X0306
4
2020-05-13
0001578348
Investcorp Credit Management BDC, Inc.
ICMB
0001791302
Investcorp BDC Holdings Ltd
CENTURY YARD, CRICKET SQUARE PO BOX 1111
GRAND CAYMAN. KY1-1102
E9
BWI
CAYMAN ISLANDS
true
0001790382
Investcorp Credit Management US LLC
280 PARK AVENUE
36TH FLOOR
NEW YORK
NY
10017
true
0001079218
SIPCO HOLDINGS LTD
CENTURY YARD, CRICKET SQUARE PO BOX 1111
GRAND CAYMAN KY1-1102
E9
BWI
CAYMAN ISLANDS
true
0000903555
Investcorp S.A.
CENTURY YARD, CRICKET SQUARE PO BOX 1111
GRAND CAYMAN KY1-1102
E9
BWI
CAYMAN ISLANDS
true
Common Stock, $0.001 par value per share
2020-05-13
4
P
0
1261
A
508775
D
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.45 to $3.55. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this
Form 4.
These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.
Investcorp BDC Holdings Limited, by Patrick Maloney, attorney-in-fact /s/ Patrick Maloney
2020-05-14
Investcorp Credit Management US LLC, by Patrick Maloney, General Counsel /s/ Patrick Maloney
2020-05-14
SIPCO Holdings Limited, by Patrick Maloney, attorney-in-fact /s/ Patrick Maloney
2020-05-14
Investcorp S.A., by Patrick Maloney, attorney-in-fact /s/ Patrick Maloney
2020-05-14