0001140361-20-004432.txt : 20200228 0001140361-20-004432.hdr.sgml : 20200228 20200228175230 ACCESSION NUMBER: 0001140361-20-004432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200226 FILED AS OF DATE: 20200228 DATE AS OF CHANGE: 20200228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Investcorp BDC Holdings Ltd CENTRAL INDEX KEY: 0001791302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 20672914 BUSINESS ADDRESS: STREET 1: CENTURY YARD, CRICKET SQUARE STREET 2: ELGIN AVENUE CITY: GEORGE TOWN STATE: E9 ZIP: GRAND CAYM BUSINESS PHONE: 2123512389 MAIL ADDRESS: STREET 1: CENTURY YARD, CRICKET SQUARE STREET 2: ELGIN AVENUE CITY: GEORGE TOWN STATE: E9 ZIP: GRAND CAYM REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Investcorp Credit Management US LLC CENTRAL INDEX KEY: 0001790382 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 20672915 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125994700 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIPCO HOLDINGS LTD CENTRAL INDEX KEY: 0001079218 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 20672916 BUSINESS ADDRESS: STREET 1: CENTURY YARD, CRICKET SQUARE STREET 2: P.O. BOX 1111 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1102 BUSINESS PHONE: 1 345 949 5122 MAIL ADDRESS: STREET 1: CENTURY YARD, CRICKET SQUARE STREET 2: P.O. BOX 1111 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1102 FORMER NAME: FORMER CONFORMED NAME: SIPCO LTD DATE OF NAME CHANGE: 19990210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Investcorp S.A. CENTRAL INDEX KEY: 0000903555 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 20672917 BUSINESS ADDRESS: STREET 1: CENTURY YARD, CRICKET SQUARE STREET 2: P.O. BOX 1111 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1102 BUSINESS PHONE: 1 345 949 5122 MAIL ADDRESS: STREET 1: CENTURY YARD, CRICKET SQUARE STREET 2: P.O. BOX 1111 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1102 FORMER NAME: FORMER CONFORMED NAME: INVESTCORP S A DATE OF NAME CHANGE: 19930505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Investcorp Credit Management BDC, Inc. CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CM Finance Inc DATE OF NAME CHANGE: 20130531 4 1 form4.xml FORM 4 X0306 4 2020-02-26 0001578348 Investcorp Credit Management BDC, Inc. ICMB 0001791302 Investcorp BDC Holdings Ltd CENTURY YARD, CRICKET SQUARE PO BOX 1111 GRAND CAYMAN. KY1-1102 E9 BWI CAYMAN ISLANDS true 0001790382 Investcorp Credit Management US LLC 280 PARK AVENUE 36TH FLOOR NEW YORK NY 10017 true 0001079218 SIPCO HOLDINGS LTD CENTURY YARD, CRICKET SQUARE PO BOX 1111 GRAND CAYMAN KY1-1102 E9 BWI CAYMAN ISLANDS true 0000903555 Investcorp S.A. CENTURY YARD, CRICKET SQUARE PO BOX 1111 GRAND CAYMAN KY1-1102 E9 BWI CAYMAN ISLANDS true Common Stock, $0.001 par value per share 2020-02-26 4 P 0 1200 7.4675 A 265608 D Common Stock, $0.001 par value per share 2020-02-27 4 P 0 1500 7.3197 A 267108 D Common Stock, $0.001 par value per share 2020-02-28 4 P 0 2023 7.1049 A 269131 D The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $7.45 to $7.48. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4. These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $7.24 to $7.42. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $7.01 to $7.22. Investcorp BDC Holdings Limited, by Patrick Maloney, attorney-in-fact /s/ Patrick Maloney 2020-02-28 Investcorp Credit Management US LLC, by Patrick Maloney, General Counsel /s/ Patrick Maloney 2020-02-28 SIPCO Holdings Limited, by Patrick Maloney, attorney-in-fact /s/ Patrick Maloney 2020-02-28 Investcorp S.A., by Patrick Maloney, attorney-in-fact /s/ Patrick Maloney 2020-02-28