0001104659-24-025507.txt : 20240220 0001104659-24-025507.hdr.sgml : 20240220 20240220160354 ACCESSION NUMBER: 0001104659-24-025507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240217 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keney Missy CENTRAL INDEX KEY: 0001941903 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 24653162 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 4 1 tm245214-18_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-02-17 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001941903 Keney Missy 401 DEMERS AVENUE GRAND FORKS ND 58201 0 1 0 0 Chief Engagement Officer & EVP 0 Common stock 2024-02-17 4 M 0 224 A 6392 D Common Stock 4345 I By spouse Common Stock 3826.5300 I By the Alerus Financial Corporation Employee Stock Ownership Plan Common Stock 4426.4300 I By the Alerus Financial Corporation Employee Stock Ownership Plan Restricted Stock Units 2024-02-17 4 M 0 224 0.00 D Common Stock 224 0 D Restricted stock units convert into common stock on a one-for-one basis. Includes 3,738 shares held jointly with Ms. Keney's spouse. All 4,345 are shares of restricted stock. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. All shares are held by the Alerus Financial Corporation Employee Stock Ownership Plan in the name of Ms. Keney's spouse. On February 17, 2021, Ms. Keney was granted 224 time-based restricted stock units, vesting on February 17, 2024. /s/ Nicholas Brenckman, by power of attorney 2024-02-20