0001104659-24-025503.txt : 20240220 0001104659-24-025503.hdr.sgml : 20240220 20240220160234 ACCESSION NUMBER: 0001104659-24-025503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240217 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hendry Jon CENTRAL INDEX KEY: 0001942217 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 24653135 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 4 1 tm245214-16_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-02-17 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001942217 Hendry Jon 401 DEMERS AVENUE GRAND FORKS ND 58201 0 1 0 0 Chief Technology Officer & EVP 0 Common stock 2024-02-17 4 M 0 1021 A 51216 D Common Stock 2024-02-17 4 F 0 322 22.86 D 50894 D Common Stock 3000 I By spouse Common Stock 21663.3500 I By the Alerus Financial Corporation Employee Stock Ownership Plan Restricted Stock Units 2024-02-17 4 M 0 1021 0.00 D Common Stock 1021 0 D Restricted stock units convert into common stock on a one-for-one basis. Includes 46,398 shares held jointly with Mr. Hendry's spouse. Shares withheld upon vesting of restricted stock units for payment of tax liability. On February 17, 2021, Mr. Hendry was granted 1,021 time-based restricted stock units, vesting on February 17, 2024. /s/ Nicholas Brenckman, by power of attorney 2024-02-20