0001104659-23-060468.txt : 20230515 0001104659-23-060468.hdr.sgml : 20230515 20230515111824 ACCESSION NUMBER: 0001104659-23-060468 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230508 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newman Randy L CENTRAL INDEX KEY: 0001786850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 23919722 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 4 1 tm2315664-8_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-08 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001786850 Newman Randy L 401 DEMERS AVENUE GRAND FORKS ND 58201 1 0 0 0 0 Common Stock 2023-05-08 4 A 0 2589 0.00 A 524183 D Common Stock 168905 I By spouse Common Stock 94388.9580 I By the Alerus Financial Corporation Employee Stock Ownership Plan All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan Includes 11,294 shares of restricted stock Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Scott Fenske, by power of attorney 2023-05-15