0001104659-22-067603.txt : 20220602
0001104659-22-067603.hdr.sgml : 20220602
20220602160445
ACCESSION NUMBER: 0001104659-22-067603
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220531
FILED AS OF DATE: 20220602
DATE AS OF CHANGE: 20220602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Collins Jim
CENTRAL INDEX KEY: 0001932201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39036
FILM NUMBER: 22990759
MAIL ADDRESS:
STREET 1: 401 DEMERS AVENUE
CITY: GRAND FORKS
STATE: ND
ZIP: 58201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP
CENTRAL INDEX KEY: 0000903419
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 450375407
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58201
BUSINESS PHONE: 7017953200
MAIL ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA
DATE OF NAME CHANGE: 19980312
4
1
tm2217570-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-05-31
0
0000903419
ALERUS FINANCIAL CORP
ALRS
0001932201
Collins Jim
401 DEMERS AVENUE
GRAND FORKS
ND
58201
0
1
0
0
EVP, CBO & CRO
Common Stock
2022-05-31
4
A
0
15504
0.00
A
15504
D
Restricted Stock Units
2022-05-31
4
A
0
3755
0.00
A
Common Stock
3755
3755
D
All 15,504 shares are shares of restricted stock.
Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.
Includes 1,502 restricted stock units that have time-based vesting components. Includes 2,253 restricted stock units that have performance-based vesting components.
The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.
/s/ Scott Fenske, by power of attorney
2022-06-02