0001104659-22-067603.txt : 20220602 0001104659-22-067603.hdr.sgml : 20220602 20220602160445 ACCESSION NUMBER: 0001104659-22-067603 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220531 FILED AS OF DATE: 20220602 DATE AS OF CHANGE: 20220602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Collins Jim CENTRAL INDEX KEY: 0001932201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 22990759 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 4 1 tm2217570-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-05-31 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001932201 Collins Jim 401 DEMERS AVENUE GRAND FORKS ND 58201 0 1 0 0 EVP, CBO & CRO Common Stock 2022-05-31 4 A 0 15504 0.00 A 15504 D Restricted Stock Units 2022-05-31 4 A 0 3755 0.00 A Common Stock 3755 3755 D All 15,504 shares are shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. Includes 1,502 restricted stock units that have time-based vesting components. Includes 2,253 restricted stock units that have performance-based vesting components. The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals. /s/ Scott Fenske, by power of attorney 2022-06-02