0001104659-22-062320.txt : 20220518 0001104659-22-062320.hdr.sgml : 20220518 20220518111344 ACCESSION NUMBER: 0001104659-22-062320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220517 FILED AS OF DATE: 20220518 DATE AS OF CHANGE: 20220518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McConn Ann CENTRAL INDEX KEY: 0001786854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 22937557 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 4 1 tm2215843-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-05-17 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001786854 McConn Ann 401 DEMERS AVENUE GRAND FORKS ND 58201 0 1 0 0 EVP and Chief/SSO Common Stock 2022-05-17 4 G 0 2000 0.00 D 52164 D Common Stock 10756.1135 I By the Alerus Financial Corporation Employee Stock Ownership Plan Includes 18,377 shares of restricted stock. Includes 35,787 shares held jointly with Ms. McConn's spouse. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Scott Fenske, by power of attorney 2022-05-18