0001104659-22-013421.txt : 20220208 0001104659-22-013421.hdr.sgml : 20220208 20220208150301 ACCESSION NUMBER: 0001104659-22-013421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220203 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Villalon Alan CENTRAL INDEX KEY: 0001909920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 22600792 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 4 1 tm225670-7_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-02-03 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001909920 Villalon Alan 401 DEMERS AVENUE GRAND FORKS ND 58201 0 1 0 0 Chief Financial Officer Restricted Stock Units 2022-02-03 4 A 0 3315 0 A Common Stock 3315 3315 D Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. Includes 1,326 restricted stock units that have time-based vesting components. Includes 1,989 restricted stock units that have performance-based vesting components. The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals. /s/ Scott Fenske, by power of attorney 2022-02-08