0001179110-16-030309.txt : 20161004 0001179110-16-030309.hdr.sgml : 20161004 20161004170228 ACCESSION NUMBER: 0001179110-16-030309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161003 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GTX INC /DE/ CENTRAL INDEX KEY: 0001260990 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621715807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-523-9700 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HYDE JOSEPH R III CENTRAL INDEX KEY: 0000903352 STATE OF INCORPORATION: TN FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50549 FILM NUMBER: 161919861 MAIL ADDRESS: STREET 1: PO BOX 1152 CITY: MEMPHIS STATE: TN ZIP: 38101-1152 4 1 edgar.xml FORM 4 - X0306 4 2016-10-03 0 0001260990 GTX INC /DE/ GTXI 0000903352 HYDE JOSEPH R III 175 TOYOTA PLAZA 7TH FLOOR MEMPHIS TN 38103 1 0 1 0 Common Stock 2016-10-03 4 A 0 20559.21 0.00 A 35474960.24 D Common Stock 216462 I By Spouse Common Stock 1956540 I By 2015-1 GRAT Common Stock 978270 I By 2015-2 GRAT Common Stock 652180 I By 2015-3 GRAT Common Stock 1956540 I By 2015-4 GRAT Common Stock 1956540 I By 2015-5 GRAT Common Stock 200430 I By 2014-4 GRAT Common Stock 13361 I By 2014-5 GRAT Common Stock 13361 I By 2014-6 GRAT Common Stock 508904 I By Trust Common Stock 508903 I By Trust Common Stock 508903 I By Trust Common Stock 203791 I By Trust Common Stock 114350 I By Trust Common Stock 145352 I By Pittco Associates II, L.P. Common Stock 3915716 I By Pittco Investments, L.P. Includes annuity distributions of 1,853,096 shares from the 2014-4 Grantor Retained Annuity Trust, 123,540 shares from the 2014-5 Grantor Retained Annuity Trust and 123,540 shares from the 2014-6 Grantor Retained Annuity Trust to the reporting person on August 19, 2016 and represents a change in form of beneficial ownership. Excludes annuity distribution of 1,853,096 shares from the 2014-4 Grantor Retained Annuity Trust to the reporting person on August 19, 2016 and represents a change in form of beneficial ownership. Excludes annuity distribution of 123,540 shares from the 2014-5 Grantor Retained Annuity Trust to the reporting person on August 19, 2016 and represents a change in form of beneficial ownership.. Excludes annuity distribution of 123,540 shares from the 2014-6 Grantor Retained Annuity Trust to the reporting person on August 19, 2016 and represents a change in form of beneficial ownership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therin, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose. /s/ Henry P. Doggrell, by Power of Attorney 2016-10-04