0001179110-16-027354.txt : 20160705 0001179110-16-027354.hdr.sgml : 20160705 20160705170756 ACCESSION NUMBER: 0001179110-16-027354 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160705 DATE AS OF CHANGE: 20160705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GTX INC /DE/ CENTRAL INDEX KEY: 0001260990 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621715807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-523-9700 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HYDE JOSEPH R III CENTRAL INDEX KEY: 0000903352 STATE OF INCORPORATION: TN FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50549 FILM NUMBER: 161751397 MAIL ADDRESS: STREET 1: PO BOX 1152 CITY: MEMPHIS STATE: TN ZIP: 38101-1152 4 1 edgar.xml FORM 4 - X0306 4 2016-07-01 0 0001260990 GTX INC /DE/ GTXI 0000903352 HYDE JOSEPH R III 175 TOYOTA PLAZA 7TH FLOOR MEMPHIS TN 38103 1 0 1 0 Common Stock 2016-07-01 4 A 0 28409.09 0.00 A 33354225.03 D Common Stock 216462 I By Spouse Common Stock 1956540 I By 2015-1 GRAT Common Stock 978270 I By 2015-2 GRAT Common Stock 652180 I By 2015-3 GRAT Common Stock 1956540 I By 2015-4 GRAT Common Stock 1956540 I By 2015-5 GRAT Common Stock 2053526 I By 2014-4 GRAT Common Stock 136901 I By 2014-5 GRAT Common Stock 136901 I By 2014-6 GRAT Common Stock 508904 I By Trust Common Stock 508903 I By Trust Common Stock 508903 I By Trust Common Stock 203791 I By Trust Common Stock 114350 I By Trust Common Stock 145352 I By Pittco Associates II, L.P. Common Stock 3915716 I By Pittco Investments, L.P. Includes annuity distributions of 1,043,460 shares from the 2015-1 Grantor Retained Annuity Trust, 521,730 shares from the 2015-2 Grantor Retained Annuity Trust, 347,820 shares from the 2015-3 Grantor Retained Annuity Trust, 1,043,460 shares from the 2015-4 Grantor Retained Annuity Trust and 1,043,460 shares from the 2015-5 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership. Excludes annuity distribution of 1,043,460 shares from the 2015-1 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership. Excludes annuity distribution of 521,730 shares from the 2015-2 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership.. Excludes annuity distribution of 347,820 shares from the 2015-3 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership. Excludes annuity distribution of 1,043,460 shares from the 2015-4 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership. Excludes annuity distribution of 1,043,460 shares from the 2015-5 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therin, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose. /s/ Henry P. Doggrell, by Power of Attorney 2016-07-05