0001209191-18-049978.txt : 20180906
0001209191-18-049978.hdr.sgml : 20180906
20180906203740
ACCESSION NUMBER: 0001209191-18-049978
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180904
FILED AS OF DATE: 20180906
DATE AS OF CHANGE: 20180906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERMAN LYLE
CENTRAL INDEX KEY: 0000903291
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24993
FILM NUMBER: 181058764
MAIL ADDRESS:
STREET 1: 130 CHESHIRE LANE
CITY: MINNETONKA
STATE: MN
ZIP: 55350
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC.
CENTRAL INDEX KEY: 0001071255
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 411913991
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 7028914284
MAIL ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC
DATE OF NAME CHANGE: 20020806
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES GAMING INC
DATE OF NAME CHANGE: 19980929
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-04
0
0001071255
GOLDEN ENTERTAINMENT, INC.
GDEN
0000903291
BERMAN LYLE
6595 S. JONES BLVD.
LAS VEGAS
NV
89118
1
0
0
0
Common stock
2018-09-04
4
M
0
15000
4.79
A
913293
D
Common stock
2018-09-04
4
M
0
51198
5.09
A
964491
D
Common stock
2018-09-04
4
M
0
255
2.07
A
964746
D
Common stock
2018-09-04
4
F
0
11477
29.01
D
953269
D
Common stock
2018-09-04
4
S
0
16381
28.10
D
936888
D
Common stock
2018-09-05
4
M
0
8410
5.09
A
945298
D
Common stock
2018-09-05
4
M
0
39745
2.07
A
985043
D
Common stock
2018-09-05
4
M
0
9334
5.09
A
994377
D
Common stock
2018-09-05
4
F
0
6261
27.56
D
988116
D
Common stock
2018-09-05
4
S
0
20112
27.00
D
968004
D
Common stock
2018-09-06
4
M
0
57797
5.09
A
1025801
D
Common stock
2018-09-06
4
M
0
30000
4.43
A
1055801
D
Common stock
2018-09-06
4
F
0
15823
26.99
D
1039978
D
Common stock
211403
I
By Berman Consulting Corporation
Common stock
156880
I
By Lyle A. Berman Roth IRA
Stock option (right to buy)
4.79
2018-09-04
4
M
0
15000
0.00
D
2019-01-27
Common stock
15000
0
D
Stock option (right to buy)
5.09
2018-09-04
4
M
0
51198
0.00
D
2019-09-21
Common stock
51198
66207
D
Stock option (right to buy)
2.07
2018-09-04
4
M
0
255
0.00
D
2020-10-14
Common stock
255
39745
D
Stock option (right to buy)
5.09
2018-09-05
4
M
0
8410
0.00
D
2019-09-21
Common stock
8410
57797
D
Stock option (right to buy)
2.07
2018-09-05
4
M
0
39745
0.00
D
2020-10-14
Common stock
39745
0
D
Stock option (right to buy)
5.09
2018-09-05
4
M
0
9334
0.00
D
2019-09-21
Common stock
9334
0
D
Stock option (right to buy)
5.09
2018-09-06
4
M
0
57797
0.00
D
2019-09-21
Common stock
57797
0
D
Stock option (right to buy)
4.43
2018-09-06
4
M
0
30000
0.00
D
2023-02-11
Common stock
30000
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.35. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price of $27.00. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote (2) to Form 4.
Berman Consulting Corporation is a corporation wholly owned by the Reporting Person.
The options, representing a right to purchase a total of 15,000 shares, became exercisable in three equal annual installments beginning on
January 28, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019.
The options, representing a right to purchase a total of 117,405 shares, became exercisable in two equal annual installments beginning on
September 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019.
The options, representing a right to purchase a total of 40,000 shares, became exercisable in three equal annual installments beginning on October 15, 2011.
The options, representing a right to purchase a total of 9,334 shares, became exercisable in five equal annual installments beginning on September 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019.
The options, representing a right to purchase a total of 30,000 shares, became exercisable in three equal annual installments beginning on February 12, 2014.
/s/ Charles H. Protell, attorney-in-fact
2018-09-06