0001209191-18-049978.txt : 20180906 0001209191-18-049978.hdr.sgml : 20180906 20180906203740 ACCESSION NUMBER: 0001209191-18-049978 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180904 FILED AS OF DATE: 20180906 DATE AS OF CHANGE: 20180906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN LYLE CENTRAL INDEX KEY: 0000903291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 181058764 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55350 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 7028914284 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-04 0 0001071255 GOLDEN ENTERTAINMENT, INC. GDEN 0000903291 BERMAN LYLE 6595 S. JONES BLVD. LAS VEGAS NV 89118 1 0 0 0 Common stock 2018-09-04 4 M 0 15000 4.79 A 913293 D Common stock 2018-09-04 4 M 0 51198 5.09 A 964491 D Common stock 2018-09-04 4 M 0 255 2.07 A 964746 D Common stock 2018-09-04 4 F 0 11477 29.01 D 953269 D Common stock 2018-09-04 4 S 0 16381 28.10 D 936888 D Common stock 2018-09-05 4 M 0 8410 5.09 A 945298 D Common stock 2018-09-05 4 M 0 39745 2.07 A 985043 D Common stock 2018-09-05 4 M 0 9334 5.09 A 994377 D Common stock 2018-09-05 4 F 0 6261 27.56 D 988116 D Common stock 2018-09-05 4 S 0 20112 27.00 D 968004 D Common stock 2018-09-06 4 M 0 57797 5.09 A 1025801 D Common stock 2018-09-06 4 M 0 30000 4.43 A 1055801 D Common stock 2018-09-06 4 F 0 15823 26.99 D 1039978 D Common stock 211403 I By Berman Consulting Corporation Common stock 156880 I By Lyle A. Berman Roth IRA Stock option (right to buy) 4.79 2018-09-04 4 M 0 15000 0.00 D 2019-01-27 Common stock 15000 0 D Stock option (right to buy) 5.09 2018-09-04 4 M 0 51198 0.00 D 2019-09-21 Common stock 51198 66207 D Stock option (right to buy) 2.07 2018-09-04 4 M 0 255 0.00 D 2020-10-14 Common stock 255 39745 D Stock option (right to buy) 5.09 2018-09-05 4 M 0 8410 0.00 D 2019-09-21 Common stock 8410 57797 D Stock option (right to buy) 2.07 2018-09-05 4 M 0 39745 0.00 D 2020-10-14 Common stock 39745 0 D Stock option (right to buy) 5.09 2018-09-05 4 M 0 9334 0.00 D 2019-09-21 Common stock 9334 0 D Stock option (right to buy) 5.09 2018-09-06 4 M 0 57797 0.00 D 2019-09-21 Common stock 57797 0 D Stock option (right to buy) 4.43 2018-09-06 4 M 0 30000 0.00 D 2023-02-11 Common stock 30000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.35. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price of $27.00. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote (2) to Form 4. Berman Consulting Corporation is a corporation wholly owned by the Reporting Person. The options, representing a right to purchase a total of 15,000 shares, became exercisable in three equal annual installments beginning on January 28, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019. The options, representing a right to purchase a total of 117,405 shares, became exercisable in two equal annual installments beginning on September 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019. The options, representing a right to purchase a total of 40,000 shares, became exercisable in three equal annual installments beginning on October 15, 2011. The options, representing a right to purchase a total of 9,334 shares, became exercisable in five equal annual installments beginning on September 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019. The options, representing a right to purchase a total of 30,000 shares, became exercisable in three equal annual installments beginning on February 12, 2014. /s/ Charles H. Protell, attorney-in-fact 2018-09-06