-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U6ZZ9fiq9ZWW6UP0VAVBKdA0VsSbb8EXUdAVReVrG8Cks8ZQGnW31/2sCdvM/ky+ lfF6t7926FhuVH6AMHoCVg== 0001209191-07-053259.txt : 20070913 0001209191-07-053259.hdr.sgml : 20070913 20070913143924 ACCESSION NUMBER: 0001209191-07-053259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070911 FILED AS OF DATE: 20070913 DATE AS OF CHANGE: 20070913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN LYLE CENTRAL INDEX KEY: 0000903291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 071115328 BUSINESS ADDRESS: BUSINESS PHONE: 6124499092 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55350 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAKES ENTERTAINMENT INC CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 CHESHIERE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6124499092 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-09-11 0 0001071255 LAKES ENTERTAINMENT INC LACO 0000903291 BERMAN LYLE LAKES ENTERTAINMENT, INC., 130 CHESHIRE LANE MINNETONKA MN 55305 1 1 1 0 Chief Executive Officer Common Stock, $.01 par value 2007-09-11 4 S 0 247770 10.1336 D 3044896 D Common Stock, $.01 par value 2007-09-11 4 S 0 1900 10.41 D 3042996 D Common Stock, $.01 par value 2007-09-11 4 S 0 100 10.42 D 3042896 D Common Stock, $.01 par value 2007-09-11 4 S 0 3156 10.44 D 3039740 D Common Stock, $.01 par value 2007-09-11 4 S 0 8464 10.45 D 3031276 D Common Stock, $.01 par value 2007-09-11 4 S 0 6916 10.46 D 3024360 D Common Stock, $.01 par value 2007-09-11 4 S 0 1320 10.47 D 3023040 D Common Stock, $.01 par value 2007-09-11 4 S 0 5284 10.48 D 3017756 D Common Stock, $.01 par value 2007-09-11 4 S 0 3300 10.49 D 3014456 D Common Stock, $.01 par value 2007-09-11 4 S 0 5959 10.50 D 3008497 D Common Stock, $.01 par value 2007-09-11 4 S 0 1853 10.51 D 3006644 D Common Stock, $.01 par value 2007-09-11 4 S 0 200 10.52 D 3006444 D Common Stock, $.01 par value 2007-09-11 4 S 0 100 10.53 D 3006344 D Common Stock, $.01 par value 2007-09-11 4 S 0 1304 10.54 D 3005040 D Common Stock, $.01 par value 2007-09-11 4 S 0 4216 10.55 D 3000824 D Common Stock, $.01 par value 2007-09-11 4 S 0 1410 10.56 D 2999414 D Common Stock, $.01 par value 2007-09-11 4 S 0 1300 10.57 D 2998114 D Common Stock, $.01 par value 2007-09-11 4 S 0 690 10.58 D 2997424 D Common Stock, $.01 par value 2007-09-11 4 S 0 200 10.59 D 2997224 D Common Stock, $.01 par value 2007-09-11 4 S 0 400 10.60 D 2996824 D Common Stock, $.01 par value 2007-09-11 4 S 0 300 10.62 D 2996524 D Common Stock, $.01 par value 2007-09-11 4 S 0 300 10.64 D 2996224 D Common Stock, $.01 par value 2007-09-11 4 S 0 1032 10.65 D 2995192 D Common Stock, $.01 par value 2007-09-11 4 S 0 468 10.66 D 2994724 D Common Stock, $.01 par value 2007-09-11 4 S 0 500 10.67 D 2994224 D Common Stock, $.01 par value 2007-09-11 4 S 0 200 10.68 D 2994024 D Common Stock, $.01 par value 2007-09-11 4 S 0 700 10.69 D 2993324 D Common Stock, $.01 par value 2007-09-11 4 S 0 400 10.70 D 2992924 D Common Stock, $.01 par value 2007-09-11 4 S 0 258 10.76 D 2992666 D Common Stock, $.01 par value 745806 I By profit sharing plan and Berman Consulting Corporation Stock Options 4.1875 2004-01-04 2009-01-04 Common Stock, $.01 par value 1000000 1000000 D Stock Options 8.1275 2014-01-01 Common Stock, $.01 par value 400000 400000 D 323,000 shares are owned by profit sharing plan. 422,806 shares are owned by Berman Consulting Corporation, a corporation wholly owned by the Reporting Person. Pursuant to Rule 16b-3 (right to buy). 100,000 shares vest on 1/1/08. 300,000 shares are exercisable immediately. /s/ Lyle Berman 2007-09-13 -----END PRIVACY-ENHANCED MESSAGE-----