-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DXqEfNdw7Wt0LOTUgH2AURxbCcQeN/1G3fuNLAW+5qEa81MzNJJz+ubbIM6aO9Aa oY9ScpmS3Xq1KAVD17AHzQ== 0001181431-03-009936.txt : 20030604 0001181431-03-009936.hdr.sgml : 20030604 20030604145848 ACCESSION NUMBER: 0001181431-03-009936 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030603 FILED AS OF DATE: 20030604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3TEC ENERGY CORP CENTRAL INDEX KEY: 0000903267 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 631081013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 MILAM STREET STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77002-2 BUSINESS PHONE: 7138217100 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE BAY OIL CO INC DATE OF NAME CHANGE: 19930504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEROD STEPHEN W CENTRAL INDEX KEY: 0001195114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14745 FILM NUMBER: 03732360 BUSINESS ADDRESS: STREET 1: 700 MILAM ST STREET 2: STE 1100 CITY: HOUSTON STATE: TX ZIP: 77002-2815 BUSINESS PHONE: 7138217100 4 1 rrd10063.xml FORM 4 X0101 4 2003-06-03 0 0000903267 3TEC ENERGY CORP TTEN 0001195114 HEROD STEPHEN W 0 1 0 0 Exec VP - Corp Development Common Stock 2003-06-03 4 M 0 6666 4.50 A 140768 D Common Stock 2003-06-03 4 M 0 50000 7.25 A 140768 D Common Stock 2003-06-03 4 M 0 100000 9.75 A 140768 D Common Stock 2003-06-03 4 M 0 75000 14.3125 A 140768 D Common Stock 2003-06-03 4 F 0 1765 17.00 D 140768 D Common Stock 2003-06-03 4 F 0 21323 17.00 D 140768 D Common Stock 2003-06-03 4 F 0 57353 17.00 D 140768 D Common Stock 2003-06-03 4 F 0 63143 17.00 D 140768 D Stock Option (right to buy) 4.50 2003-06-03 4 M 0 6666 0 D 1999-08-27 2004-02-09 Common Stock 6666 0 D Stock Option (right to buy) 7.25 2003-06-03 4 M 0 50000 0 D 2000-04-17 2010-04-16 Common Stock 50000 0 D Stock Option (right to buy) 9.75 2003-06-03 4 M 0 100000 0 D 2000-07-05 2010-07-03 Common Stock 100000 0 D Stock Option (right to buy) 14.3125 2003-06-03 4 M 0 75000 0 D 2000-12-18 2010-12-17 Common Stock 75000 0 D The reporting person obtained and sold the common stock as a result of the cashless exercise of stock options the exercise price of which was $9.75 per share. See Footnote 2. See Footnote 3. See Footnote 4. 25,000 shares vested on 4/17/00, 8,334 shares vested on 4/17/01, 8,333 shares vested on 4/17/02 and 8,333 shares vested on 2/2/03 by action of the Compensation Committee. 50,000 shares vested on 7/5/00, 16,667 shares vested on 7/5/01, 16,667 shares vested on 7/5/02 and 16,666 shares vested on 2/2/03 by action of the Compensation Committee. 37,500 shares vested on 12/18/00, 12,500 shares vested on 12/18/01, 12,500 shares vested on 12/18/02 and 12,500 shares vested on 2/2/03 by action of the Compensation Committee. Stephen W. Herod 2003-06-04 -----END PRIVACY-ENHANCED MESSAGE-----