-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EojwoJKaWw51wgRol8M/Cl+cGJ7UDFy6m1S+7kUtSWFKDR3ZhHsZoP6BWFmhfp/R 1DIo+10PTvmyj6MyXWJwWQ== 0001140361-03-001880.txt : 20030605 0001140361-03-001880.hdr.sgml : 20030605 20030604174135 ACCESSION NUMBER: 0001140361-03-001880 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030603 FILED AS OF DATE: 20030605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3TEC ENERGY CORP CENTRAL INDEX KEY: 0000903267 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 631081013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 MILAM STREET STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77002-2 BUSINESS PHONE: 7138217100 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE BAY OIL CO INC DATE OF NAME CHANGE: 19930504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENCAP INVESTMENTS LLC CENTRAL INDEX KEY: 0001083297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14745 FILM NUMBER: 03733136 BUSINESS ADDRESS: STREET 1: 1100 LOUISIANA STREET 2: SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7136596100 MAIL ADDRESS: STREET 1: 1100 LOUISIANA STREET 2: SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0101 4 2003-06-03 0 0000903267 3TEC ENERGY CORP TTEN 0001083297 ENCAP INVESTMENTS LLC 0 0 1 0 Common Stock 2003-06-03 4 X 0 70000 14.01 A 3165368 I see note Common Stock 2003-06-03 4 X 0 20000 13.89 A 3165368 I see note Common Stock 2003-06-03 4 X 0 20000 15.13 A 3165368 I see note Common Stock 2003-06-03 4 X 0 745155 3.00 A 3165368 I see note Common Stock 2003-06-03 4 X 0 57688 14.01 D 3165368 I see note Common Stock 2003-06-03 4 X 0 16341 13.89 D 3165368 I see note Common Stock 2003-06-03 4 X 0 17800 15.13 D 3165368 I see note Common Stock 2003-06-03 4 X 0 131498 3.00 D 3165368 I see note Series D Preferred Stock 24.00 2003-06-03 4 J 0 385883 0 D 2000-02-03 2003-05-03 Common Stock 385883 0 I see note Stock Option (right to buy) 14.01 2003-06-03 4 X 0 70000 0 D 2011-12-19 2011-12-18 Common Stock 70000 0 I see note Stock Option (right to buy) 13.89 2003-06-03 4 X 0 20000 0 D 2002-01-02 2012-01-01 Common Stock 20000 0 I see note Stock Option (right to buy) 15.13 2003-06-03 4 X 0 20000 0 D 2003-01-02 2013-01-01 Common Stock 20000 0 I see note Warrant 3.00 2003-06-03 4 X 0 745155 0 D 1999-08-27 2004-08-27 Common Stock 745155 0 I see note The record holder obtained and sold the common stock as a result of a cashless exercise of stock options the exercise price of which was $14.01 per share. The record holder obtained and sold the common stock as a result of a cashless exercise of stock options the exercise price of which was $13.89 per share. The record holder obtained and sold the common stock as a result of a cashless exercise of stock options the exercise price of which was $15.13 per share. The record holder obtained and sold the common stock as a result of a cashless exchange of warrants the price of which was $3.00 per share. Represents 1,590,992 shares of common stock held by EnCap Energy Capital Fund III, L.P., 1,189,527 shares of common stock held by EnCap Energy Acquisition III-B, Inc., and 384,849 shares of common stock held by BOCP Energy Partners, L.P. The shares of Series D Preferred Stock were called for redemption by the issuer at a price equal to $24.00 plus declared and unpaid dividends of $0.21 per share. Represents 192,846 shares of Series D Preferred Stock disposed of by EnCap Energy Capital Fund III, L.P., 145,850 shares of Series D Preferred Stock disposed of by EnCap Energy Acquisition III-B, Inc., and 47,187 shares of Series D Preferred Stock disposed of by BOCP Energy Partners, L.P. By EnCap Energy Capital Fund III, L.P. Represents warrants to purchase 372,393 shares of common stock exercised by EnCap Energy Capital Fund III, L.P., warrants to purchase 281,642 shares of common stock exercised by EnCap Energy Acquisition III-B, Inc., and warrants to purchase 91,120 shares of common stock exercised by BOCP Energy Partners, L.P. Sixty percent of the Warrants were excercisable beginning August 27, 1999. The remaining 40% became exercisable over time. By: David B. Miller, Managing Director 2003-06-04 -----END PRIVACY-ENHANCED MESSAGE-----