-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q6eIvczBVW+Vs7vUpptuUx2x5i3pTiI+hqhSeyRW7nfHZl6wHtmlIBWAFcraI05i TtS/gA5/Pm3erI7/Nc2Adg== 0001140361-03-001875.txt : 20030604 0001140361-03-001875.hdr.sgml : 20030604 20030604172200 ACCESSION NUMBER: 0001140361-03-001875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030603 FILED AS OF DATE: 20030604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3TEC ENERGY CORP CENTRAL INDEX KEY: 0000903267 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 631081013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 MILAM STREET STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77002-2 BUSINESS PHONE: 7138217100 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE BAY OIL CO INC DATE OF NAME CHANGE: 19930504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENCAP ENERGY CAPITAL FUND III LP CENTRAL INDEX KEY: 0001086967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14745 FILM NUMBER: 03733055 BUSINESS ADDRESS: STREET 1: 1100 LOUISIANA STREET 2: SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7136596100 MAIL ADDRESS: STREET 1: 1100 LOUISIANA STREET 2: SUITE 3150 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0101 4 2003-06-03 0 0000903267 3TEC ENERGY CORP TTEN 0001086967 ENCAP ENERGY CAPITAL FUND III LP 0 0 1 0 Common Stock 2003-06-03 4 X 0 70000 14.01 A 1590992 D Common Stock 2003-06-03 4 X 0 20000 13.89 A 1590992 D Common Stock 2003-06-03 4 X 0 20000 15.13 A 1590992 D Common Stock 2003-06-03 4 X 0 372393 3.00 A 1590992 D Common Stock 2003-06-03 4 X 0 57688 14.01 D 1590992 D Common Stock 2003-06-03 4 X 0 16341 13.89 D 1590992 D Common Stock 2003-06-03 4 X 0 17800 15.13 D 1590992 D Common Stock 2003-06-03 4 X 0 65716 3.00 D 1590992 D Series D Preferrred Stock 24.00 2003-06-03 4 J 0 192846 0 D 2000-02-03 2003-06-03 Common Stock 192846 0 D Stock Option (right to buy) 14.01 2003-06-03 4 X 0 70000 0 D 2001-12-19 2011-12-18 Common Stock 70000 0 D Stock Option (right to buy 13.89 2003-06-03 4 X 0 20000 0 D 2002-01-02 2012-01-01 Common Stock 20000 0 D Stock Option (right to buy) 15.13 2003-06-03 4 X 0 20000 0 D 2003-01-02 2013-01-01 Common Stock 20000 0 D Warrant 3.00 2003-06-03 4 X 0 372393 0 D 1999-08-27 2004-08-27 Common Stock 372393 0 D The reporting person obtained and sold the common stock as a result of the cashless exercise of stock options the exercise price of which was $14.01 per share. The reporting person obtained and sold the common stock as a result of the cashless exercise of stock options the exercise price of which was $13.89 per share. The reporting person obtained and sold the common stock as a result of the cashless exercise of stock options the exercise price of which was $15.13 per share. The reporting person obtained and sold the common stock as a result of the cashless exchange of warrants, the price of which was $3.00 per share. The shares of Series D Preferred Stock were called for redemption on June 3, 2003, by the issuer at a price equal to $24.00 plus declared and unpaid dividends of $0.21 per share. Sixty percent of the Warrants were exercisable beginning August 27, 1999. The remaining 40% became exercisable over time. By: EnCap Investments L.L.C., its general partner 2003-06-04 By: David B. Miller, Managing Director 2003-06-04 -----END PRIVACY-ENHANCED MESSAGE-----