-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LaTfSu6MMTxUI1NliILs2RGOxN7roccknmM3nse9cxIYkhmh2+GmjKZVvzkvkw0N NZPNzLuhs2PdG2LDMlt0ag== 0001021088-97-000027.txt : 19971224 0001021088-97-000027.hdr.sgml : 19971224 ACCESSION NUMBER: 0001021088-97-000027 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971223 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLE BAY OIL CO INC CENTRAL INDEX KEY: 0000903267 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 631081013 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-48873 FILM NUMBER: 97742968 BUSINESS ADDRESS: STREET 1: 115 S DEARBORNE ST CITY: MOBILE STATE: AL ZIP: 36602 BUSINESS PHONE: 3344327540 MAIL ADDRESS: STREET 1: PO BOX 390 CITY: MOBILE STATE: AL ZIP: 36602 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHOEMAKER ALVIN V CENTRAL INDEX KEY: 0001051929 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: PO BOX 1504 CITY: SUN VALLEY STATE: ID ZIP: 83353 BUSINESS PHONE: 2086224317 MAIL ADDRESS: STREET 1: PO BOX 1504 CITY: SUN VALLEY STATE: ID ZIP: 83353 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 MIDDLE BAY OIL COMPANY, INC. - ------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.02 per Share - ------------------------------------------------------------------------- (Title of Class of Securities) 595673203 -------------------------- (CUSIP Number) Alvin V. Shoemaker 1221 Lamar, Suite 1020, Houston, TX 77010 (713) 759-6808 - ------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 30, 1997 --------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 595673203 Page 2 of 5 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Alvin V. Shoemaker 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS* PF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER 661,221 Common Stock 117,466 Series B Preferred Stock 8 SHARED VOTING POWER None 9 SOLE DISPOSITIVE POWER 661,221 Common Stock 117,466 Series B Preferred Stock 10 SHARED DISPOSITIVE POWER None 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 778,687 Shares 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.0% of common stock outstanding as of the date of merger; 17.3% inclusive of preferred stock (if converted) 14 TYPE OF REPORTING PERSON* IN Item 1. Security and Issuer The class of securities to which this Schedule 13D relates is the common stock, par value $.02 per share (the "Stock"), of Middle Bay Oil Company, Inc., an Alabama corporation (the "Company"), whose address is: 1221 Lamar, Suite 1020 Houston, Texas 77010 Item 2. Identity and Background a. Alvin V. Shoemaker (the "reporting person") b. Business Address: 1221 Lamar, Suite 1020 Houston, Texas 77010 c. Private investor d. The reporting person has never been the subject of a criminal proceeding. e. The reporting person has never been subject to any judgment, decree or order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any any violation with respect to such laws. f. The reporting person is a U.S. citizen. Item 3. Source and Amount of Funds or Other Consideration All shares were acquired pursuant to the Agreement and Plan of Merger between Shore Oil Company, Inc. and Middle Bay Oil Company, Inc. dated June 30, 1997 (the "Merger"), a copy of which was previously filed with the Securities and Exchange Commission in connection with the Merger and is herein incorporated by reference. All funds used in connection with the Merger came from the personal funds of the reporting person. Item 4. Purpose of Transaction The Stock was acquired by the reporting person in connection with the Merger. The reporting person may make additional purchases or may dispose of some or all of the Stock owned in the future in amounts and at times which have not been determined. The reporting person has no present plans with regard to the Company other than as an investor in the Company's securities. Item 5. Interest in Securities of the Issuer a. The reporting person is presently the beneficial owner of 661,221 shares of common stock and 117,466 shares of Series B preferred stock immediately convertible into not less than 117,466 shares of the Company's common stock. The exact conversion ratio is determined by the terms of the Merger. b. The reporting person has sole voting power and sole power to dispose or direct the disposition of and sole right to receive dividends from or proceeds from the sale of the stock. c. All securities of the Company beneficially owned by the reporting person were acquired in connection with the Merger. d. None e. Not applicable Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer There are no contracts, arrangements, understandings or relationships (legal or otherwise) between the reporting person and any other person with respect to the securities of the Company. Item 7. Material to be Filed as Exhibits There are no exhibits with this Schedule 13D. The Merger Agreement (as previously defined) was filed as an Exhibit to the Company's Form 8-K filed July 3, 1997 and is incorporated herein by reference. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 22, 1997 - ---------------------- Date ----------------------------------- Alvin V. Shoemaker -----END PRIVACY-ENHANCED MESSAGE-----