0000950129-01-503401.txt : 20011010
0000950129-01-503401.hdr.sgml : 20011010
ACCESSION NUMBER: 0000950129-01-503401
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010827
FILED AS OF DATE: 20011009
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: 3TEC ENERGY CORP
CENTRAL INDEX KEY: 0000903267
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 631081013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14745
FILM NUMBER: 1754655
BUSINESS ADDRESS:
STREET 1: 700 MILAM STREET
STREET 2: SUITE 1100
CITY: HOUSTON
STATE: TX
ZIP: 77002-2
BUSINESS PHONE: 7138217100
FORMER COMPANY:
FORMER CONFORMED NAME: MIDDLE BAY OIL CO INC
DATE OF NAME CHANGE: 19930504
COMPANY DATA:
COMPANY CONFORMED NAME: ENCAP INVESTMENTS LLC
CENTRAL INDEX KEY: 0001083297
STANDARD INDUSTRIAL CLASSIFICATION: []
OWNER
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: 1001 LOUISIANA AVENUE
STREET 2: PO BOX 2511
CITY: HOUSTON
STATE: TX
ZIP: 77252
BUSINESS PHONE: 7136596100
MAIL ADDRESS:
STREET 1: 1001 LOUINIANA ST
STREET 2: PO BOX 2511
CITY: HOUSTON
STATE: TX
ZIP: 77252
4
1
h91211ae4.txt
ENCAP INVESTMENTS LLC - 08/27/2001
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FORM 4 OMB APPROVAL
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[ ] CHECK THIS BOX IF NO OMB Number: 3235-0287
LONGER SUBJECT TO Expires: December 31, 2001
SECTION 16. FORM 4 Estimated average burden
OR FORM 5 OBLIGATIONS hours per response.... 0.5
MAY CONTINUE. SEE --------------------------
INSTRUCTION 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
EnCap Investments L.L.C. 3TEC Energy Corporation/TTEN to Issuer (Check all applicable)
--------------------------------------------- ---------------------------------------------- Director X 10% Owner
(Last) (First) (Middle) 3. IRS Identification 4. Statement for ---- ---
Number of Reporting Month/Year Officer (give Other (Specify
1100 Louisiana, Suite 3150 Person, if an entity September/2001 ---- title --- below)
--------------------------------------------- (voluntary) ------------------- below)
(Street) 5. If Amendment,
Houston Texas 77002 Date of Original
--------------------------------------------- -------------------- (Month/Year) --------------------------------
(City) (State) (Zip) September 10, 7. Individual or Joint/Group Filing
2001 (Check Applicable Line)
------------------- X Form filed by One Reporting
--- Person
Form filed by More than One
--- Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Month Direct Benefi-
(Month/ (Instr. 3 and 4) (D) or cial
Day/ ------------------------------------ Indirect Owner-
Year) Code V Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr. 4)
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Common Stock 8/27/01 J(1) 200,000 D 3,075,156 I (3)
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Common Stock 8/27/01 J(2) 297,089 D 3,075,156 I (3)
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Common Stock 8/27/01 C 909,038 A $9.00 3,075,156 I (3)
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (3-99)
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTIONS OF INFORMATION
CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS
A CURRENTLY VALID OMB CONTROL NUMBER.
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
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Common
Senior Subordinate Note $9.00 8/27/01 C 10,700,000 Immed. 8/27/04 Stock 1,206,127
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9. Number of 10. Ownership 11. Nature of
Derivative Form of Indirect
Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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0 I (4)
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Explanation of Responses:
(1) Represents A pro-rata distribution to Floyd C. Wilson.
(2) Represents a pro-rata distribution to Floyd C. Wilson upon conversion of Senior Subordinate Note.
(3) Represents 2,282,473 shares of common stock held by W/E Energy Company L.L.C., 336,724 shares of common
stock held by EnCap Energy Capital Fund III, L.P., 254,665 shares of common stock held by EnCap Energy
Acquisition III-B, Inc., 118,902 shares of common stock held by ECIC Corporation, and 82,392 shares of common Stock
held by BOCP Energy Partners, L.P.
(4) By W/E Energy Company L.L.C.
/s/ David B. Miller 10/9/01
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. ----------------------------- ----------
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date
Name: David B. Miller
Title: Managing Director
Note: File three copies of this Form, one of which must be manually signed. Page 2
If space is insufficient, see Instruction 6 for procedure. SEC 1474 (3-99)
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB number.