-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Icny28ITXVHuCvG16TnukqvjXXZy0Y1EXTWLnIr6esreCtAzLstnRaiwUl1hKv1a HnxUdN7jFLA81Pn/0REHMQ== 0001209191-03-002059.txt : 20030328 0001209191-03-002059.hdr.sgml : 20030328 20030328153314 ACCESSION NUMBER: 0001209191-03-002059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030326 FILED AS OF DATE: 20030328 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIDELITY NATIONAL FINANCIAL INC /DE/ CENTRAL INDEX KEY: 0000809398 STANDARD INDUSTRIAL CLASSIFICATION: TITLE INSURANCE [6361] IRS NUMBER: 860498599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09396 FILM NUMBER: 03625055 BUSINESS ADDRESS: STREET 1: 17911 VON KARMAN AVE STREET 2: STE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9496225000 MAIL ADDRESS: STREET 1: MLISS JONES KANE STREET 2: 17911 VON KARMAN AVE STE 300 CITY: IRVINE STATE: CA ZIP: 92614 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: FOLEY WILLIAM P II CENTRAL INDEX KEY: 0000903213 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] RELATIONSHIP: DIRECTOR STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4050 CALLE REAL STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93110 BUSINESS PHONE: 7146224326 MAIL ADDRESS: STREET 1: 4050 CALLE REAL STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93110 4 1 i2382.htm FORM 4 SUBMISSION
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).

1. Name and Address of Reporting
Person*
(Last, First, Middle)
2. Issuer Name and Ticker or
Trading Symbol
3. I.R.S. Identification Number of Reporting
Person, if an entity
(Voluntary)
  Foley II, William, P.
  Fidelity National Financial, Inc. (FNF)
 
  4050 Calle Real Suite 200
4. Statement for Month/Day/Year 5. If Amendment, Date of Original (Month/Day/Year)
    03/26/2003
 
  (Street) 6. Relationship of Reporting Person(s)
to Issuer
(Check All Applicable)
7. Individual or Joint/Group Filing
(Check Applicable Line)
  Santa Barbara, CA 93110
(City)                (State)           (Zip)
  x  Director o  10% Owner   x Form filed by One Reporting Person
    x  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
      CEO
     

Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).
 


Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
2. Transaction Date
(Month/Day/Year)
2a. Deemed Execution
Date, if any.

(Month/Day/Year)
3. Transaction Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)

(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)

(Instr. 3 and 4)
6. Ownership
Form:
Direct (D) or
Indirect (I)

(Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

              Code V   Amount (A)
or
(D)
Price            

  Common Stock   3/26/03   M   24,343   A $8.6091         D  

  Common Stock   3/26/03   F   5,544   D $33.80         D  

  Common Stock   3/26/03   F   2,193   D $33.81         D  

  Common Stock   3/26/03   F   345   D $33.82         D  

  Common Stock   3/26/03   F   1,268   D $33.83         D  

  Common Stock   3/26/03   F   3,693   D $33.84         D  

  Common Stock   3/26/03   S   4,800   D $33.80         D  

  Common Stock   3/26/03   S   1,900   D $33.81         D  

  Common Stock   3/26/03   S   300   D $33.82         D  

  Common Stock   3/26/03   S   1,100   D $33.83         D  

  Common Stock   3/26/03   S   3,200   D $33.84         D  

  Common Stock   3/26/03   A   314,686   A (1)     1,229,913     D  

  Common Stock             1,781,483     I   Folco Development Corporation

  Common Stock             381,178     I   Foley Family Charitable Foundation

Page 2



Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 3)
2. Conversion or Exercise
Price of Derivative
Security
3. Transaction
Date

(Month/Day/Year)
3a. Deemed Execution
Date, if any

(Month/Day/Year)
4. Transaction
Code

(Instr. 8)
5. Number of Derivative Securities
Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)

                      Code V   (A) (D)

  Stock Option (right to buy)   $8.6091     3/26/03     M   24,343

  Stock Option (right to buy)   $4.306     3/26/03     A   27,302

  Stock Option (right to buy)   $8.546     3/26/03     A   3,783

  Stock Option (right to buy)   $12.247     3/26/03     A   18,916

  Stock Option (right to buy)            

Page 3

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned - Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date

(Month/Day/Year)
7. Title and Amount
of Underlying Securities

(Instr. 3 and 4)
8. Price of Derivative
Security

(Instr. 5)
9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)

(Instr. 4)
10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)

(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

  Date
Exercisable
Expiration
Date
  Title Amount or
Number of
Shares
                       

  4/13/94 4/12/03   Common Stock 265,733         241,390     D  

  10/4/01 10/4/10   Common Stock 46,819   (2)       27,302     D  

  6/12/02 6/12/11   Common Stock 5,675   (3)       3,783     D  

  9/26/02 9/26/11   Common Stock 28,375   (4)       18,916     D  

            2,831,378(5)     D  

Explanation of Responses:

(1) Received in exchange for 693,141 shares of ANFI, Inc. common stock in connection with merger of ANFI, Inc. into FNF (the "Merger").  On the effective date of the Merger, the closing price of ANFI, Inc.'s common stock was $15.37 per share, and the closing price of FNF's common stock was $33.73 per share.
(2)  Received in the Merger in exchange for a stock option to acquire 60,137 shares of ANFI, Inc. common stock for $1.95 per share.
(3)  Received in the Merger in exchange for a stock option to acquire 8,333 shares of ANFI, Inc. common stock for $3.88 per share.
(4)  Received in the Merger in exchange for a stock option to acquire 41,666 shares of ANFI, Inc. common stock for $5.56 per share.
(5)  Reflects reporting person's total Derivative Securities of FNF as of March 26, 2003.

/s/ William P. Foley II   3/26/2003

**Signature of Reporting Person
 
Date


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 

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