4 1 a85528ee4.htm 4 Form 4 - William P. Foley
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of Reporting
Person* (Last, First, Middle)		 2. Issuer Name and Ticker or
Trading Symbol		 3. I.R.S. Identification Number of Reporting
Person, if an entity (Voluntary)
  Foley II, William P.
  Fidelity National Financial, Inc. - FNF
 
  4050 Calle Real
4. Statement for Month/Day/Year 5. If Amendment, Date of Original (Month/Day/Year)
    October 31, 2002
 
  (Street) 6. Relationship of Reporting Person(s)
to Issuer (Check All Applicable)		 7. Individual or Joint/Group Filing
(Check Applicable Line)
  Santa Barbara, CA 93110
(City)                (State)           (Zip)		   x  Director o  10% Owner   x Form filed by One Reporting Person
    x  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
        Chief Executive Officer
     
Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).
 

 

 
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
(Instr. 3)		 2. Transaction Date
(Month/Day/Year)		 2a. Deemed Execution
Date, if any.
(Month/Day/Year)		 3. Transaction Code
(Instr. 8)		 4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)		 5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)
(Instr. 3 and 4)		 6. Ownership
Form:
Direct (D) or
Indirect (I)
(Instr. 4)		 7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
              Code V   Amount (A)
or
(D)		 Price            
  Common Stock   10/31/02   M   10,628   A $1.7216         D  
  Common Stock   10/31/02     D   10,628   D $30.20         D  
  Common Stock   10/31/02     M   33,820   A $3.4305         D  
  Common Stock   10/31/02     D   33,820   D $30.20         D  
  Common Stock   10/31/02     M   29,282   A $4.0127         D  
  Common Stock   10/31/02     D   29,282   D $30.20         D  
  Common Stock   10/31/02   M   55,803   A $5.14         D  
  Common Stock   10/31/02     D   55,803   D $30.20         D  
  Common Stock   10/31/02     M   94,335   A $5.7182         D  
  Common Stock   10/31/02     D   94,335   D $30.20         D  
                1,094,734     D  
                318,418     I   Foley Family Charitable Foundation
                1,781,483     I   Folco Development Corporation
              3,251.1073     D(1)  
                13,879.1430     D(2)  
                     

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Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative
Security
(Instr. 3)		 2. Conversion or Exercise
Price of Derivative
Security		 3. Transaction
Date
(Month/Day/Year)		 3a. Deemed Execution
Date, if any
(Month/Day/Year)		 4. Transaction
Code
(Instr. 8)		 5. Number of Derivative Securities
Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
                      Code V   (A) (D)
  Stock Option (right to buy)   $1.7216     10/31/02     M   10,628
  Stock Option (right to buy)   $3.4305     10/31/02     M   33,820
  Stock Option (right to buy)   $4.0127     10/31/02     M   29,282
  Stock Option (right to buy)   $5.14     10/31/02     M   55,803
  Stock Option (right to buy)   $5.7182     10/31/02     M   94,335
             
             
             
             

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Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)		 7. Title and Amount
of Underlying Securities
(Instr. 3 and 4)		 8. Price of Derivative
Security
(Instr. 5)		 9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 4)		 10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)
(Instr. 4)		 11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
  Date
Exercisable		 Expiration
Date		   Title Amount or
Number of
Shares		                        
  10/7/95 4/7/07   Common Stock             D  
  11/14/96 5/14/08   Common Stock             D  
  3/13/97 3/12/08   Common Stock             D  
  11/24/93 3/14/05   Common Stock             D  
  4/17/96 4/16/05   Common Stock             D  
            2,705,722     D  
                 
                 
                 
                 
                 
                 

Explanation of Responses:
     
(1)   Reflects Reporting Person’s total approximate holdings of Fidelity National Financial, Inc. common stock within the Issuer’s Employee Stock Purchase Plan as of November 1, 2002.
(2)   Reflects Reporting Person’s total approximate holdings of Fidelity National Financial, Inc. common stock within the Issuer’s 401K Plan as of November 1, 2002.

/s/ William P. Foley II   11/01/02
**Signature of Reporting Person		  
Date

**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 

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