0001209191-18-041913.txt : 20180706 0001209191-18-041913.hdr.sgml : 20180706 20180706193233 ACCESSION NUMBER: 0001209191-18-041913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180705 FILED AS OF DATE: 20180706 DATE AS OF CHANGE: 20180706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Kenneth John CENTRAL INDEX KEY: 0001555711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 18943194 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD STREET 2: SUITE 101 CITY: NORTHVILLE STATE: MI ZIP: 48167 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENTHERM Inc CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 FORMER COMPANY: FORMER CONFORMED NAME: AMERIGON INC DATE OF NAME CHANGE: 19930503 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-05 0 0000903129 GENTHERM Inc THRM 0001555711 Phillips Kenneth John 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 VP & General Counsel/Secretary Common Stock 2018-07-05 4 M 0 20000 19.10 A 51198 D Common Stock 2018-07-05 4 S 0 20000 40.00 D 31198 D Option to Purchase Common Stock 19.10 2018-07-05 4 M 0 20000 0.00 A 2016-07-02 2020-07-02 Common Stock 20000 0 D Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 135,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Kenneth J. Phillips 2018-07-06