0001209191-17-013741.txt : 20170223 0001209191-17-013741.hdr.sgml : 20170223 20170223160619 ACCESSION NUMBER: 0001209191-17-013741 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170222 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENTHERM Inc CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 FORMER COMPANY: FORMER CONFORMED NAME: AMERIGON INC DATE OF NAME CHANGE: 19930503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steele Barry G CENTRAL INDEX KEY: 0001305741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 17632487 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DR., SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-22 0 0000903129 GENTHERM Inc THRM 0001305741 Steele Barry G 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 CFO/VP Finance/Treasurer Common Stock 2017-02-22 4 A 0 15000 0.00 A 56763 D Option to Purchase Common Stock 38.05 2017-02-22 4 A 0 45000 0.00 A 2018-02-22 2024-02-22 Common Stock 45000 45000 D The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in four portions; 3,750 on February 22, 2018,and 3,750 on February 22,2019, 3,750 on February 22,2020 and 3,750 on February 22, 2021. Purchase option shares become exercisable in five installments; 9,000 shares on February 22, 2018, 9,000 shares on February 22, 2019, 9,000 shares on February 22, 2020, 9,000 shares on February 22, 2021 and 9,000 shares on February 22, 2022. The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 155,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Barry G. Steele 2017-02-23