0001209191-16-104228.txt : 20160302 0001209191-16-104228.hdr.sgml : 20160302 20160302101746 ACCESSION NUMBER: 0001209191-16-104228 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150501 FILED AS OF DATE: 20160302 DATE AS OF CHANGE: 20160302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENTHERM Inc CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 FORMER COMPANY: FORMER CONFORMED NAME: AMERIGON INC DATE OF NAME CHANGE: 19930503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Kenneth John CENTRAL INDEX KEY: 0001555711 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 161475864 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD STREET 2: SUITE 101 CITY: NORTHVILLE STATE: MI ZIP: 48167 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-05-01 2015-05-01 0 0000903129 GENTHERM Inc THRM 0001555711 Phillips Kenneth John 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 VP & General Counsel/Secretary Common Stock 2015-05-01 4 M 0 10000 26.17 A 42500 D Common Stock 2015-05-01 4 S 0 10000 52.5396 D 32500 D Option to Purchase Common Stock 26.17 2015-05-01 4 M 0 10000 0.00 D 2015-02-19 2021-02-19 Common Stock 10000 30000 D The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 115,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). This Form 4/A is being filed to supersede in full the Form 4 filed by the Reporting Person on May 1, 2015. The original May 1, 2015 filed Form 4 was incorrect in that it was a duplicate of the Form 4 filed by the Reporting Person on March 6, 2014. This Form 4/A correctly states the transaction reported. All intervening Form 4's filed by the Reporting Person subsequent to May 1, 2015 were correct and will not be amended. /s/ Kenneth J. Phillips 2016-03-02