0001209191-15-016376.txt : 20150219 0001209191-15-016376.hdr.sgml : 20150219 20150219212024 ACCESSION NUMBER: 0001209191-15-016376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150218 FILED AS OF DATE: 20150219 DATE AS OF CHANGE: 20150219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENTHERM Inc CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 FORMER COMPANY: FORMER CONFORMED NAME: AMERIGON INC DATE OF NAME CHANGE: 19930503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Kenneth John CENTRAL INDEX KEY: 0001555711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 15633525 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD STREET 2: SUITE 101 CITY: NORTHVILLE STATE: MI ZIP: 48167 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-18 0 0000903129 GENTHERM Inc THRM 0001555711 Phillips Kenneth John 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 VP & General Counsel/Secretary Common Stock 2015-02-18 4 A 0 10000 41.69 A 41260 D Common Stock 2015-02-19 4 F 0 1823 41.50 D 39437 D Option to Purchase Common Stock 41.69 2015-02-18 4 A 0 30000 0.00 A 2016-02-18 2022-02-18 Common Stock 30000 30000 D The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions; 3,334 on February 18,2016, 3,333 on February 18, 2017,and 3,333 on February 18,2018. Purchase option shares become exercisable in four installments; 7,500 shares on February 18, 2016, 7,500 shares on February 18, 2017, 7,500 shares on February 18, 2018, and 7,500 shares on February 18, 2019. The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 125,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Kenneth J. Phillips 2015-02-19