-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IzU1ApfDBMlfdbFXRXE2iYov56urbenNWi7dvZM3uempt1XjVaL0IS2NinnrvpF3 oYmxMJrIJ/RiVKayi185Bw== 0001193125-03-014893.txt : 20030630 0001193125-03-014893.hdr.sgml : 20030630 20030630144539 ACCESSION NUMBER: 0001193125-03-014893 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030630 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20030630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 954318554 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 03763896 BUSINESS ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91760- BUSINESS PHONE: 6268157400 MAIL ADDRESS: STREET 1: 5462 IRWINDALE AVE CITY: IRWINDALE STATE: CA ZIP: 91706 8-K 1 d8k.htm FORM 8-K DATED JUNE 30, 2003 Form 8-K dated June 30, 2003

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 30, 2003

 


 

AMERIGON INCORPORATED

(Exact name of registrant as specified in its charter)

 


 

California   0-21810   95-4318554
(State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S. Employer Identification No.)

 

500 Town Center Drive, Suite 200, Dearborn, MI   48126-2716
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (313) 336-3000

 


 



Item 5. Other Events.

 

On June 30, 2003, Amerigon Incorporated (“Amerigon”) announced that it has completed the private placement of common stock to Ferrotec Corporation as previously announced on June 23, 2003, raising $2.5 million in gross proceeds. The transaction involved the sale of 1 million newly-issued shares of Amerigon Common Stock at a price of $2.50 per share. The shares will not be registered under the Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. In separate transactions, an additional $500,000 in gross proceeds was raised in a voluntary exercise of warrants by institutional investors as previously announced on June 23, 2003. An aggregate of 250,000 warrants were voluntarily exercised at an exercise price of $2.00 per warrant. The transactions funded and closed on June 27, 2003.

 

A copy of the Company’s news release announcing the offering is filed as an exhibit to this report and is incorporated in this report by reference.

 

Item 7. Financial Statements and Exhibits

 

Exhibit 99.1: Company news release dated June 30, 2003.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

AMERIGON INCORPORATED

By:

 

/s/    SANDRA L. GROUF


   

Sandra L. Grouf,

Corporate Secretary and Treasurer

 

Date: June 30, 2003

 

Exhibit Index

    
99.1   

Company news release dated June 30, 2003.

EX-99.1 3 dex991.htm COMPANY NEWS RELEASE DATED JUNE 30, 2003 Company News Release dated June 30, 2003

Exhibit 99.1

 

NEWS RELEASE for June 30, 2003 at 7:30 AM EDT

 

Contact:

 

    Allen & Caron Inc

    Jill Bertotti (investors)

    jill@allencaron.com

    Len Hall (media)

    len@allencaron.com

    (949) 474-4300

     

 

AMERIGON COMPLETES $2.5 MILLION PRIVATE PLACEMENT; RECEIVES

$500,000 FROM EXERCISE OF WARRANTS

 

DEARBORN, MI (June 30, 2003) . . . Amerigon Incorporated (Nasdaq:ARGN) today announced that it has completed the private placement of common stock to Tokyo-based Ferrotec Corporation (JP: 6890) as previously announced on June 23, 2003, raising $2.5 million in gross proceeds. The transaction involved the sale of 1 million newly-issued shares of Amerigon Common Stock at a price of $2.50 per share. The shares will not be registered under the Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. In separate transactions, an additional $500,000 in gross proceeds was raised in a voluntary exercise of warrants by institutional investors as previously announced on June 23, 2003. An aggregate of 250,000 warrants were voluntarily exercised at an exercise price of $2.00 per warrant. The transactions funded and closed on June 27, 2003.

 

About Amerigon

Amerigon designs, develops and markets its proprietary Climate Control Seat (CCS) products for sale to automotive and truck original equipment manufacturers (OEMs). CCS enhances individual driver and passenger comfort in virtually all climatic conditions by providing cooling and heating to seat occupants, as desired, through an active thermoelectric-based temperature management system. Amerigon is engaged in developing more efficient thermoelectric devices and products for automotive and other market applications. Amerigon maintains sales and technical support centers in Los Angeles, Detroit, Japan, Germany and England.

 

Certain matters discussed in this release are forward-looking statements that involve risks and uncertainties, and actual results may be different. Important factors that could cause the Company’s actual results to differ materially from its expectations in this release are risks that sales may not significantly increase, that necessary additional financing may be unavailable, and that adverse conditions in the automotive industry may adversely affect its results. The liquidity and trading price of its common stock may be negatively affected by these and other factors. Please also refer to the Amerigon’s Securities and Exchange Commission filings and reports, including but not limited to its Form 10-Q for the period ending March 31, 2003, and its Form 10-K for the year ended December 31, 2002.

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