0001181431-14-030142.txt : 20140826 0001181431-14-030142.hdr.sgml : 20140826 20140826144951 ACCESSION NUMBER: 0001181431-14-030142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140825 FILED AS OF DATE: 20140826 DATE AS OF CHANGE: 20140826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENTHERM Inc CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 FORMER COMPANY: FORMER CONFORMED NAME: AMERIGON INC DATE OF NAME CHANGE: 19930503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Kenneth John CENTRAL INDEX KEY: 0001555711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 141065002 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD STREET 2: SUITE 101 CITY: NORTHVILLE STATE: MI ZIP: 48167 4 1 rrd415170.xml OPTION EXERCISE & RS SALE X0306 4 2014-08-25 0 0000903129 GENTHERM Inc THRM 0001555711 Phillips Kenneth John 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 VP & General Counsel/Secretary Common Stock 2014-08-25 4 M 0 12500 11.63 A 50250 D Common Stock 2014-08-25 4 S 0 15000 46.7499 D 35250 D Option to Purchase Common Stock 11.63 2014-08-25 4 M 0 12500 0 D 2014-08-23 2019-08-23 Common Stock 12500 25000 D The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 95,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Kenneth J. Phillips 2014-08-26