0001181431-14-008311.txt : 20140221 0001181431-14-008311.hdr.sgml : 20140221 20140221131041 ACCESSION NUMBER: 0001181431-14-008311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140219 FILED AS OF DATE: 20140221 DATE AS OF CHANGE: 20140221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENTHERM Inc CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 FORMER COMPANY: FORMER CONFORMED NAME: AMERIGON INC DATE OF NAME CHANGE: 19930503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Kenneth John CENTRAL INDEX KEY: 0001555711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 14632698 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD STREET 2: SUITE 101 CITY: NORTHVILLE STATE: MI ZIP: 48167 4 1 rrd403294.xml OPTION AND RESTRICTED STOCK GRANT X0306 4 2014-02-19 0 0000903129 GENTHERM Inc THRM 0001555711 Phillips Kenneth John 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 VP & General Counsel/Secretary Common Stock 2014-02-19 4 A 0 12000 0 A 43750 D Option to Purchase Common Stock 26.17 2014-02-19 4 A 0 40000 0 A 2015-02-19 2021-02-19 Common Stock 40000 40000 D The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person as a bonus. The shares vest in three portions; 4,000 on February 19, 2015, 4,000 on February 19, 2016 and 4,000 on February 19, 2017. Purchase option shares become exercisable in four installments; 10,000 shares on February 19, 2015, 10,000 shares on February 19, 2016, 10,000 shares on February 19, 2017 and 10,000 shares on February 19, 2018. The amount represents the total number of derivative securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 117,500 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Kenneth J. Phillips 2014-02-21