0001181431-12-051227.txt : 20120919 0001181431-12-051227.hdr.sgml : 20120919 20120919140559 ACCESSION NUMBER: 0001181431-12-051227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120906 FILED AS OF DATE: 20120919 DATE AS OF CHANGE: 20120919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENTHERM Inc CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 FORMER COMPANY: FORMER CONFORMED NAME: AMERIGON INC DATE OF NAME CHANGE: 19930503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERTES JAMES L CENTRAL INDEX KEY: 0001200914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 121099507 MAIL ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706 4 1 rrd356537.xml MERTES OPTION EXERCISE X0306 4 2012-09-06 0 0000903129 GENTHERM Inc THRM 0001200914 MERTES JAMES L 5462 IRWINDALE AVENUE IRWINDALE CA 91706 0 1 0 0 VP Ops/Eng/Quality Common Stock 2012-09-06 4 M 0 15000 1.48 A 36530 D Common Stock 2012-09-06 4 S 0 15000 12.2039 D 21530 D Common Stock 2012-09-10 4 M 0 15000 1.48 A 36530 D Option to Purchase Common Stock 1.48 2012-09-06 4 M 0 15000 0 D 2003-09-10 2012-09-10 Common Stock 15000 15000 D Option to Purchase Common Stock 1.48 2012-09-10 4 M 0 15000 0 D 2005-09-10 2012-09-10 Common Stock 15000 0 D The amount represents the total amount of derivative securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 173,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates) after consideration of the transactions included in this Form 4. /s/ James L. Mertes 2012-09-10