0001181431-12-011854.txt : 20120227 0001181431-12-011854.hdr.sgml : 20120227 20120227093858 ACCESSION NUMBER: 0001181431-12-011854 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120223 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERTES JAMES L CENTRAL INDEX KEY: 0001200914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 12640354 MAIL ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706 4 1 rrd335933.xml 2011 EQUITY INCENTIVE GRANT X0304 4 2012-02-23 0 0000903129 AMERIGON INC ARGN 0001200914 MERTES JAMES L 5462 IRWINDALE AVENUE IRWINDALE CA 91706 0 1 0 0 VP Ops/Eng/Quality Option to Purchase Common Stock 12.60 2012-02-23 4 A 0 40000 0 A 2015-09-02 2018-09-02 Common Stock 40000 40000 D Purchase option shares become exercisable in four installments; 10,000 shares on September 2, 2012, 10,000 shares on September 2, 2013, 10,000 shares on September 2, 2014 and 10,000 shares on September 2, 2015. The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 163,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ James L. Mertes 2012-02-24