0001181431-12-011852.txt : 20120227 0001181431-12-011852.hdr.sgml : 20120227 20120227093827 ACCESSION NUMBER: 0001181431-12-011852 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120223 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steele Barry G CENTRAL INDEX KEY: 0001305741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 12640349 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DR., SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 4 1 rrd335931.xml 2011 EQUITY INCENTIVE GRANT X0304 4 2012-02-23 0 0000903129 AMERIGON INC ARGN 0001305741 Steele Barry G 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 CFO/VP Finance/Secretary Option to Purchase Common Stock 12.60 2012-02-23 4 A 0 40000 0 A 2015-09-02 2018-09-02 Common Stock 40000 40000 D Purchase option shares become exercisable in four installments; 10,000 shares on September 2, 2012, 10,000 shares on September 2, 2013, 10,000 shares on September 2, 2014 and 10,000 shares on September 2, 2015. The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 115,667 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Barry G. Steele 2012-02-24