-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V9HKD4iuSKySlwqLhT406tTfAvGoCMFUvka1AUyPFlzO+sqSVwNP3TiOvuhO/y2R yJfjUGYl3Ruybjwai7rRlQ== 0001181431-10-057880.txt : 20101129 0001181431-10-057880.hdr.sgml : 20101129 20101129162259 ACCESSION NUMBER: 0001181431-10-057880 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101124 FILED AS OF DATE: 20101129 DATE AS OF CHANGE: 20101129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steele Barry G CENTRAL INDEX KEY: 0001305741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 101219152 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DR., SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 4 1 rrd292323.xml BARRY STEELE OPTION EXERCISE X0303 4 2010-11-24 0 0000903129 AMERIGON INC ARGN 0001305741 Steele Barry G 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 CFO/VP Finance/Secretary Common Stock 2010-11-24 4 M 0 10000 3.5 A 20201 D Common Stock 2010-11-24 4 S 0 10000 11.10 D 10201 D Option to Purchase Common Stock 3.5 2010-11-24 4 M 0 10000 0 D 2008-10-11 2014-10-11 Common Stock 10000 30000 D This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 129,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Barry G. Steele 2010-11-29 -----END PRIVACY-ENHANCED MESSAGE-----