-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRhHX0I8MsBLe5klYcNv8DxCOYF+63AQ5h4ZAbhYlJ2wxREoOiJYfF3Yg594bokf +ggoiYfBta9cwv8XbKoR3g== 0001181431-10-053412.txt : 20101104 0001181431-10-053412.hdr.sgml : 20101104 20101104121436 ACCESSION NUMBER: 0001181431-10-053412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101102 FILED AS OF DATE: 20101104 DATE AS OF CHANGE: 20101104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PACE DANIEL J CENTRAL INDEX KEY: 0001265772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 101164010 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DR., STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 4 1 rrd290085.xml DANIEL PACE EXERCISE X0303 4 2010-11-02 0 0000903129 AMERIGON INC ARGN 0001265772 PACE DANIEL J 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 VP Sales & Marketing Common Stock 2010-11-02 4 M 0 30000 4.9 A 57935 D Common Stock 2010-11-02 4 M 0 18000 9.66 A 75935 D Common Stock 2010-11-02 4 M 0 23333 8.02 A 99268 D Common Stock 2010-11-02 4 M 0 16666 2.62 A 115934 D Common Stock 2010-11-02 4 S 0 87999 11.1826 D 27935 D Option to Purchase Common Stock 4.90 2010-11-02 4 M 0 30000 0 D 2008-05-19 2014-05-19 Common Stock 30000 0 D Option to Purchase Common Stock 9.66 2010-11-02 4 M 0 18000 0 D 2009-12-29 2016-12-29 Common Stock 18000 0 D Option to Purchase Common Stock 8.02 2010-11-02 4 M 0 23333 0 D 2010-06-30 2018-07-23 Common Stock 23333 11667 D Option to Purchase Common Stock 2.62 2010-11-02 4 M 0 16666 0 D 2010-03-11 2019-03-11 Common Stock 16666 33334 D This option represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 45,001 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Daniel J. Pace 2010-11-04 -----END PRIVACY-ENHANCED MESSAGE-----