-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ILpM6DZf81On5q6SPbj/1P1O8L9jqZHaqT3Tt5l3YVaSdaWh6ZJorqgeqHI27jzE 9+3nST367DP6aW7FsmmdCg== 0001181431-10-040772.txt : 20100806 0001181431-10-040772.hdr.sgml : 20100806 20100806160524 ACCESSION NUMBER: 0001181431-10-040772 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100806 FILED AS OF DATE: 20100806 DATE AS OF CHANGE: 20100806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARX OSCAR B III CENTRAL INDEX KEY: 0001182627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 10998469 MAIL ADDRESS: STREET 1: C/O AMERIGON INCORPORATED STREET 2: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706-2058 4 1 rrd283280.xml BUD MARX EXERCISE X0303 4 2010-08-06 0 0000903129 AMERIGON INC ARGN 0001182627 MARX OSCAR B III 33 SMITHCLIFFS ROAD LAGUNA BEACH CA 92651 1 0 0 0 Common Stock 2010-08-06 4 M 0 8500 1.94 A 731762 D Common Stock 2010-08-06 4 M 0 9000 1.98 A 740762 D Common Stock 2010-08-06 4 M 0 7500 4.40 A 748262 D Common Stock 2010-08-06 4 S 0 25000 10.487 D 723262 D Option to Purchase Common Stock 1.94 2010-08-06 4 M 0 8500 0 D 2003-02-28 2013-02-28 Common Stock 8500 0 D Option to Purchase Common Stock 1.98 2010-08-06 4 M 0 9000 0 D 2003-03-31 2013-03-31 Common Stock 9000 0 D Option to Purchase Common Stock 4.40 2010-08-06 4 M 0 7500 0 D 2004-01-28 2014-01-28 Common Stock 7500 2500 D This transaction was executed in multiple trades at prices ranging from $10.28 to $10.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 62,500 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Oscar B. Marx III 2010-08-06 -----END PRIVACY-ENHANCED MESSAGE-----