-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SdfjSfmfmWVHEk8S2B+GlIEa69qFUW65Ag517AK8VAxVKLfCEsFpU3IYWgHl1th+ VqHPRHi8tVUGbx1zI/edjQ== 0001181431-10-018453.txt : 20100329 0001181431-10-018453.hdr.sgml : 20100329 20100329121137 ACCESSION NUMBER: 0001181431-10-018453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100311 FILED AS OF DATE: 20100329 DATE AS OF CHANGE: 20100329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSEN JAMES J CENTRAL INDEX KEY: 0001200907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 10709811 MAIL ADDRESS: STREET 1: 30762 VIA CONQUISTA CITY: SAN JUAN CAPISTRANO STATE: CA ZIP: 92651 4 1 rrd271219.xml DIRECTOR EXERCISE X0303 4 2010-03-11 0 0000903129 AMERIGON INC ARGN 0001200907 PAULSEN JAMES J 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 1 0 0 0 Common Stock 2010-03-11 4 X 0 5000 1.07 A 5000 D Common Stock 2010-03-11 4 X 0 5000 2.49 A 10000 D Common Stock 2010-03-11 4 X 0 5000 2.20 A 15000 D Common Stock 2010-03-11 4 S 0 15000 10.5608 D 0 D Option to Purchase Common Stock 1.07 2010-03-11 4 X 0 5000 0 D 2002-01-02 2012-01-02 Common Stock 5000 0 D Option to Purchase Common Stock 2.49 2010-03-11 4 X 0 5000 0 D 2003-01-09 2013-01-09 Common Stock 5000 0 D Option to Purchase Common Stock 2.20 2010-03-11 4 X 0 5000 0 D 2003-01-28 2013-01-28 Common Stock 5000 0 D This amount represents the total number of Derivative Securities Beneficialy Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 70,000 Options to purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ James Paulsen 2010-03-12 -----END PRIVACY-ENHANCED MESSAGE-----