-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TzA8oBRcXD49v6uOzxvjNY6XfhWmO1bfUq05r/w9hhyBXVQKekzQ7xvTtvATIfJ0 n/hXQIAYfKFNPqPnyRtUQg== 0001181431-09-026844.txt : 20090526 0001181431-09-026844.hdr.sgml : 20090525 20090526143910 ACCESSION NUMBER: 0001181431-09-026844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090521 FILED AS OF DATE: 20090526 DATE AS OF CHANGE: 20090526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERTES JAMES L CENTRAL INDEX KEY: 0001200914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 09851531 MAIL ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706 4 1 rrd243759.xml JIM MERTES OPTION EXERCISE X0303 4 2009-05-21 0 0000903129 AMERIGON INC ARGN 0001200914 MERTES JAMES L 5462 IRWINDALE AVENUE IRWINDALE CA 91706 0 1 0 0 VP Ops/Eng/Quality Common Stock 2009-05-21 4 M 0 30400 3.06 A 45930 D Common Stock 2009-05-21 4 S 0 30400 4.5897 D 15530 D Common Stock 2009-05-22 4 M 0 7900 3.06 A 23430 D Common Stock 2009-05-22 4 S 0 7900 4.4945 D 15530 D Option to Purchase Common Stock 3.06 2009-05-21 4 M 0 30400 0 D 2004-06-23 2009-06-23 Commong Stock 30400 44600 D Option to Purchase Common Stock 3.06 2009-05-22 4 M 0 7900 0 D 2004-06-23 2009-06-23 Common Stock 7900 36700 D The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 199,700 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates) after consideration of all the transactions included in this Form 4. /s/ James L. Mertes 2009-05-26 -----END PRIVACY-ENHANCED MESSAGE-----