-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Il3sTrA0Na+9lYgmI9QuuDbJWkAukEPuN5rmIzNdXAyEfkdG6Cfm62/e5D4vI1/o llRS7Sqyw7Z1WmrZE2A+Ow== 0001181431-09-016674.txt : 20090320 0001181431-09-016674.hdr.sgml : 20090320 20090320152542 ACCESSION NUMBER: 0001181431-09-016674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090318 FILED AS OF DATE: 20090320 DATE AS OF CHANGE: 20090320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PACE DANIEL J CENTRAL INDEX KEY: 0001265772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 09696118 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DR., STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 4 1 rrd237862.xml COMMON STOCK SALE X0303 4 2009-03-18 0 0000903129 AMERIGON INC ARGN 0001265772 PACE DANIEL J 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 VP Sales & Marketing Common Stock 2009-03-18 4 S 0 1039 3.3235 D 25035 D Common Stock 2009-03-18 4 M 0 13000 3.06 A 38035 D Common Stock 2009-03-18 4 S 0 13000 3.3373 D 25035 D Common Stock 2009-03-19 4 M 0 37000 3.06 A 62035 D Common Stock 2009-03-19 4 S 0 37000 3.3512 D 25035 D Option to Purchase Common Stock 3.06 2009-03-18 4 M 0 13000 0 D 2004-06-23 2009-06-23 Common Stock 13000 37000 D Option to Purchase Common Stock 3.06 2009-03-19 4 M 0 37000 0 D 2004-06-23 2009-06-23 Common Stock 37000 0 D The amount represents the total number of Derivative Securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 168,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Daniel J. Pace 2009-03-20 -----END PRIVACY-ENHANCED MESSAGE-----