-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CwETcKFc1Sap+IKna1yYSEc7ZLpVFFhFRsDQJcFxBKrhOShgMPgqQdQxe+fyEBhN 7/iH00dLcPlOx8GvwNImYQ== 0001181431-08-020956.txt : 20080325 0001181431-08-020956.hdr.sgml : 20080325 20080325092305 ACCESSION NUMBER: 0001181431-08-020956 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080320 FILED AS OF DATE: 20080325 DATE AS OF CHANGE: 20080325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PACE DANIEL J CENTRAL INDEX KEY: 0001265772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 08708340 BUSINESS ADDRESS: BUSINESS PHONE: 3133363000 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DR., STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 4 1 rrd200876.xml OPTION EXERCISE - DAN PACE X0202 4 2008-03-20 0 0000903129 AMERIGON INC ARGN 0001265772 PACE DANIEL J 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 VP Sales & Marketing Common Stock 2008-03-20 4 M 0 2000 5.55 A 30152 D Common Stock 2008-03-20 4 S 0 2000 15.206 D 28152 D Option to Purchase Common Stock 5.55 2008-03-20 4 M 0 2000 0 D 2001-04-20 2009-04-20 Common Stock 2000 0 D The amount represents the total number of Derivative Securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 112,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Daniel J. Pace 2008-03-25 -----END PRIVACY-ENHANCED MESSAGE-----