-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DRoWB5B334l0K6XJ/QmZAdwIK3qLoW84sSKRxL4Z10NhpnDZzbVgRjSP1C9gtXC4 oY0X2fLn77ejFREIQkJ9vA== 0001181431-08-019058.txt : 20080317 0001181431-08-019058.hdr.sgml : 20080317 20080317085949 ACCESSION NUMBER: 0001181431-08-019058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080104 FILED AS OF DATE: 20080317 DATE AS OF CHANGE: 20080317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERTES JAMES L CENTRAL INDEX KEY: 0001200914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 08691224 BUSINESS ADDRESS: STREET 1: C/O AMERIGON INC STREET 2: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706 BUSINESS PHONE: 6268157400 XT 1014 MAIL ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706 4 1 rrd199483.xml OPTION EXERCISE AND RESTRICTED STOCK GRANT X0202 4 2008-01-04 0 0000903129 AMERIGON INC ARGN 0001200914 MERTES JAMES L 5462 IRWINDALE AVENUE IRWINDALE CA 91706 0 1 0 0 VP Ops/Eng/Quality Common Stock 2008-01-04 4 M 0 2000 11.40 A 17858 D Common Stock 2008-03-06 4 A 0 3672 0 D 21530 D Option to Purchase Common Stock 11.40 2008-01-04 4 M 0 2000 0 D 2001-01-27 2008-01-27 Common Stock 2000 0 D The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 159,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). The shares represent Restricted Common Stock issued under the 2006 Equity Incentive Plan that have been granted to the Reporting Person in lieu of a portion of his 2007 Bonus. The shares vest in three portions; 1,224 immediately on March 6, 2008, 1,224 on March 6, 2009 and 1,224 on March 6, 2010. /s/ James L. Mertes 2008-03-13 -----END PRIVACY-ENHANCED MESSAGE-----