-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F4ghScaRvpFIeP+/5oRIoZT6w0kkr0dDV5pa8bHJtf4O8+6CCMzgoRInrSv8LcKS w5+u27b1q+iLKh0RU90oiw== 0001181431-08-013607.txt : 20080226 0001181431-08-013607.hdr.sgml : 20080226 20080226133704 ACCESSION NUMBER: 0001181431-08-013607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080214 FILED AS OF DATE: 20080226 DATE AS OF CHANGE: 20080226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARX OSCAR B III CENTRAL INDEX KEY: 0001182627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 08642250 BUSINESS ADDRESS: STREET 1: SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DR CITY: MOORPARK STATE: CA ZIP: 93021-2003 BUSINESS PHONE: 6268157400X1014 MAIL ADDRESS: STREET 1: C/O AMERIGON INCORPORATED STREET 2: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706-2058 4 1 rrd196936.xml OSCAR B. MARX 10B5-1 PLAN Q3 X0202 4 2008-02-14 0 0000903129 AMERIGON INC ARGN 0001182627 MARX OSCAR B III 33 SMITHCLIFFS ROAD LAGUNA BEACH CA 92651 1 0 0 0 Common Stock 2008-02-14 4 S 0 100 19.44 D 738562 D Common Stock 2008-02-14 4 S 0 900 19.43 D 737662 D Common Stock 2008-02-14 4 S 0 100 19.37 D 737562 D Common Stock 2008-02-14 4 S 0 400 19.34 D 737162 D Common Stock 2008-02-14 4 S 0 800 19.33 D 736362 D Common Stock 2008-02-14 4 S 0 100 19.32 D 736262 D Common Stock 2008-02-14 4 S 0 500 19.29 D 735762 D Common Stock 2008-02-14 4 S 0 500 19.28 D 735262 D Common Stock 2008-02-14 4 S 0 1300 19.27 D 733962 D Common Stock 2008-02-14 4 S 0 1000 19.25 D 732962 D Common Stock 2008-02-14 4 S 0 1100 19.23 D 731862 D Common Stock 2008-02-14 4 S 0 500 19.22 D 731362 D Common Stock 2008-02-14 4 S 0 1691 19.21 D 729671 D Common Stock 2008-02-14 4 S 0 109 19.2 D 729562 D Common Stock 2008-02-14 4 S 0 200 19.19 D 729362 D Common Stock 2008-02-14 4 S 0 100 19.18 D 729262 D Common Stock 2008-02-14 4 S 0 400 19.17 D 728862 D Common Stock 2008-02-14 4 S 0 600 19.16 D 728262 D Common Stock 2008-02-14 4 S 0 1000 19.14 D 727262 D Common Stock 2008-02-14 4 S 0 300 19.13 D 726962 D Common Stock 2008-02-14 4 S 0 400 19.12 D 726562 D Common Stock 2008-02-14 4 S 0 1800 19.11 D 724762 D Common Stock 2008-02-14 4 S 0 635 19.1 D 724127 D Common Stock 2008-02-14 4 S 0 600 19.09 D 723527 D Common Stock 2008-02-14 4 S 0 265 19.08 D 723262 D Common Stock 2008-02-15 4 M 0 18000 1.70 A 741262 D Common Stock 2008-02-15 4 M 0 4500 1.25 A 745762 D Common Stock 2008-02-15 4 S 0 200 19.7 D 745562 D Common Stock 2008-02-15 4 S 0 700 19.15 D 744862 D Option to Purchase Common Stock 1.70 2008-02-15 4 M 0 18000 0 D 2002-08-30 2012-08-30 Common Stock 18000 0 D Option to Purchase Common Stock 1.25 2008-02-15 4 M 0 4500 0 D 2002-09-30 2012-09-30 Common Stock 4500 0 D The amount represents the total number of derivative securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person ownes a total of 117,500 Options to purchase Common Stock of vaying classes (i.e. varying exercise prices and expiration dates). /s/ Oscar B. Marx III 2008-02-26 -----END PRIVACY-ENHANCED MESSAGE-----