-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EkbAGotpD1LIxN+KtaV1jpX8dwUCcvOl0PAQTeyMgZp/PcKT/P3zLkhPmqecd5jF DUxYapB5HfDd3n27fkaSog== 0001181431-08-013606.txt : 20080226 0001181431-08-013606.hdr.sgml : 20080226 20080226133614 ACCESSION NUMBER: 0001181431-08-013606 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080213 FILED AS OF DATE: 20080226 DATE AS OF CHANGE: 20080226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARX OSCAR B III CENTRAL INDEX KEY: 0001182627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 08642244 BUSINESS ADDRESS: STREET 1: SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DR CITY: MOORPARK STATE: CA ZIP: 93021-2003 BUSINESS PHONE: 6268157400X1014 MAIL ADDRESS: STREET 1: C/O AMERIGON INCORPORATED STREET 2: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706-2058 4 1 rrd196481.xml OSCAR B. MARX 10B5-1 PLAN Q3 X0202 4 2008-02-13 0 0000903129 AMERIGON INC ARGN 0001182627 MARX OSCAR B III 33 SMITHCLIFFS ROAD LAGUNA BEACH CA 92651 1 0 0 0 Common Stock 2008-02-13 4 S 0 1056 19.39 D 725156 D Common Stock 2008-02-13 4 S 0 1 19.37 D 725155 D Common Stock 2008-02-13 4 S 0 100 19.36 D 725055 D Common Stock 2008-02-13 4 S 0 294 19.35 D 724761 D Common Stock 2008-02-13 4 S 0 599 19.33 D 724162 D Common Stock 2008-02-13 4 S 0 600 19.30 D 723562 D Common Stock 2008-02-13 4 S 0 100 19.24 D 723462 D Common Stock 2008-02-13 4 S 0 100 19.17 D 723362 D Common Stock 2008-02-13 4 S 0 100 19.15 D 723262 D Common Stock 2008-02-14 4 M 0 4500 2.19 D 727762 D Common Stock 2008-02-14 4 M 0 18000 2.03 A 745762 D Common Stock 2008-02-14 4 S 0 300 20.13 A 745462 D Common Stock 2008-02-14 4 S 0 185 20.07 D 745277 D Common Stock 2008-02-14 4 S 0 400 20.03 D 744877 D Common Stock 2008-02-14 4 S 0 900 20.01 D 743977 D Common Stock 2008-02-14 4 S 0 100 20 D 743877 D Common Stock 2008-02-14 4 S 0 500 19.98 D 743377 D Common Stock 2008-02-14 4 S 0 700 19.94 D 742677 D Common Stock 2008-02-14 4 S 0 739 19.92 D 741938 D Common Stock 2008-02-14 4 S 0 506 19.87 D 741432 D Common Stock 2008-02-14 4 S 0 600 19.85 D 740832 D Common Stock 2008-02-14 4 S 0 600 19.84 D 740232 D Common Stock 2008-02-14 4 S 0 209 19.83 D 740023 D Common Stock 2008-02-14 4 S 0 200 19.82 D 739823 D Common Stock 2008-02-14 4 S 0 300 19.8 D 739523 D Common Stock 2008-02-14 4 S 0 100 19.78 D 739423 D Common Stock 2008-02-14 4 S 0 100 19.77 D 739323 D Common Stock 2008-02-14 4 S 0 600 19.76 D 738723 D Common Stock 2008-02-14 4 S 0 61 19.63 D 738662 D Option to Purchase Common Stock 2.19 2008-02-14 4 M 0 4500 0 D 2002-06-28 2012-06-28 Common Stock 4500 0 D Option to Purchase Common Stock 2.03 2008-02-14 4 M 0 18000 0 D 2002-07-31 2012-07-31 Common Stock 18000 0 D The amount represents the total number of derivative securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person ownes a total of 140,000 Options to purchase Common Stock of vaying classes (i.e. varying exercise prices and expiration dates). /s/ Oscar B. Marx III 2008-02-26 -----END PRIVACY-ENHANCED MESSAGE-----