-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rmk2G7KqpsvW2EFYyaTslSiZWUzNacVJ8xyeUwQ5rT6K9yUmLq/hvoiUFf6WoPzB GOEsua1izcWBie7ISaX0ug== 0001181431-07-032953.txt : 20070516 0001181431-07-032953.hdr.sgml : 20070516 20070516162434 ACCESSION NUMBER: 0001181431-07-032953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070514 FILED AS OF DATE: 20070516 DATE AS OF CHANGE: 20070516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROUF SANDRA L CENTRAL INDEX KEY: 0001200905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 07858115 BUSINESS ADDRESS: STREET 1: C/O AMERIGON INC STREET 2: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706 BUSINESS PHONE: 6268157400X1019 MAIL ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706 4 1 rrd158942.xml OPTION EXERCISE X0202 4 2007-05-14 0 0000903129 AMERIGON INC ARGN 0001200905 GROUF SANDRA L 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 Chief Information Officer Common Stock 2007-05-14 4 X 0 1000 6.50 A 6363 D Common Stock 2007-05-14 4 X 0 10000 3.06 A 16363 D Common Stock 2007-05-14 4 X 0 5000 2.85 A 21363 D Common Stock 2007-05-16 4 S 0 16000 15.1648 D 5363 D Option to Purchase Common Stock 6.5 2007-05-14 4 X 0 1000 6.50 D 2001-03-02 2008-03-02 Common Stock 1000 0 D Option to Purchase Common Stock 3.06 2007-05-14 4 X 0 10000 3.06 D 2003-06-23 2009-06-23 Common Stock 10000 0 D Option to Purchase Common Stock 2.85 2007-05-14 4 X 0 5000 2.85 D 2002-03-25 2012-03-25 Common Stock 5000 0 D This amount represents the total number of Derivative Securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person ownes a total of 62,000 Options to purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Sandra L Grouf 2007-05-16 -----END PRIVACY-ENHANCED MESSAGE-----