-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HWlRVE11YjNiMefkCX9wuaC9U2QLU4x/pILWx+d/z/IPjK6trSQ7lBRklIOevq+V 33MZ4NMlWOTg2vNu+wTwnw== 0001181431-07-016136.txt : 20070302 0001181431-07-016136.hdr.sgml : 20070302 20070302085519 ACCESSION NUMBER: 0001181431-07-016136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070228 FILED AS OF DATE: 20070302 DATE AS OF CHANGE: 20070302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTAING FRANCOIS J CENTRAL INDEX KEY: 0001200919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 07665694 BUSINESS ADDRESS: STREET 1: 28333 TELEGRAPH ROAD STREET 2: SUITE 115 CITY: SOUTHFIELD STATE: MI ZIP: 48034 BUSINESS PHONE: 2483047833 MAIL ADDRESS: STREET 1: 28333 TELEGRAPH ROAD STREET 2: SUITE 575 CITY: SOUTHFIELD STATE: MI ZIP: 48034 4 1 rrd149550.xml OPTION EXERCISE X0202 4 2007-02-28 0 0000903129 AMERIGON INC ARGN 0001200919 CASTAING FRANCOIS J 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 1 0 0 0 Common Stock 2007-02-28 4 X 0 5000 2.20 A 5000 D Common Stock 2007-02-28 4 X 0 5000 2.47 A 10000 D Common Stock 2007-02-28 4 S 0 10000 10.85 D 0 D Option to Purchase Common Stock 2.20 2007-02-28 4 X 0 5000 2.20 D 2003-01-28 2013-01-28 Common Stock 5000 0 D Option to Purchase Common Stock 2.47 2007-02-28 4 X 0 5000 2.47 D 2003-01-09 2013-01-09 Common Stock 5000 0 D This amount represents the total number of Derivative Securities Benefically Owned of the class shown (i.e. the same exercise price and expirating date). The Reporting Person owns a total of 40,000 Options to purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Francois J. Castaing 2007-03-01 -----END PRIVACY-ENHANCED MESSAGE-----